Fernando Castillo
Professional summary
Fernando Castillo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Fernando is a previously registered financial advisor and started their career in finance in 2007. Prior to being barred, Fernando had worked at 4 firms, which includes GBM INTERNATIONAL INC., UBS FINANCIAL SERVICES INC., ALTERNA WEALTH MANAGEMENT INC., ALTERNA SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2011 - June 13, 2012
GBM INTERNATIONAL, INC.
September 30, 2010 - November 22, 2011
UBS FINANCIAL SERVICES INC.
September 30, 2010 - November 22, 2011
UBS FINANCIAL SERVICES INC.
April 10, 2008 - March 31, 2011
ALTERNA WEALTH MANAGEMENT, INC.
October 30, 2007 - October 27, 2010
ALTERNA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GBM INTERNATIONAL, INC.
CRD#: 28684 / SEC#: , 8-43882
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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