Daniel M. Buchanan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Michael Buchanan, who also goes by Daniel M Buchanan, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2025 - March 3, 2026
FORESIDE FUND SERVICES, LLC
July 18, 2018 - May 25, 2023
ABERDEEN FUND DISTRIBUTORS, LLC
September 30, 2015 - July 18, 2018
ALPS DISTRIBUTORS, INC.
November 19, 2014 - September 11, 2015
IPI WEALTH MANAGEMENT, INC.
October 20, 2014 - September 11, 2015
INVESTMENT PLANNERS, INC.
December 3, 2012 - May 1, 2013
ALLIED BEACON PARTNERS, INC.
April 29, 2011 - December 3, 2012
CAPITOL SECURITIES MANAGEMENT, INC.
November 26, 2007 - July 20, 2010
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
January 9, 1998 - February 21, 2007
MFS FUND DISTRIBUTORS, INC.
October 24, 1997 - January 15, 1998
NEW ENGLAND SECURITIES
March 19, 1996 - May 28, 1997
NATIXIS DISTRIBUTION, LLC
September 25, 1995 - May 28, 1997
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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