Darlene K. Schiller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darlene Kovak Schiller was a registered financial professional .
Darlene is a previously registered financial professional and started their career in finance in 1997. Darlene had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2005 - July 13, 2007
MBSC, LLC
February 12, 1997 - June 18, 2026
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MBSC, LLC
CRD#: 42430 / SEC#: , 8-49852
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DREYFUS SERVICE CORPORATION | SOLE MEMBER | 231 |
| BRADLE, KENNETH JAMES | CHIEF OPERATING OFFICER & MANAGER | 1827956 |
| CONNOLLY, JOSEPH WARREN | CCO (INVESTMENT ADVISORY BUSINESS) | 1144952 |
| JAMISON, RONALD MICHAEL | CHIEF LEGAL OFFICER, SECRETARY | 1861359 |
| KELEHER, MARK ANDREW | HEAD OF TRANSITION MANAGEMENT | 2414937 |
| MOSSMAN, DAVID KENT | HEAD OF RETAIL SALES | 2503983 |
| OFFICER, JOHN DAVID | PRESIDENT, MANAGER | 2789523 |
| PIERCE, GARY ROBERT | CHIEF FINANCIAL OFFICER, MANAGER | 2053491 |
| STOREN, STEPHEN JOSEPH | CHIEF COMPLIANCE OFFICER ("CCO") | 1180119 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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