GS
Grant E. Segal
PARK AVENUE SECURITIES LLC
Roswell, GA 30076
Some features on this profile are disabled
CRD#: 2615984
GS
Professional summary
Grant E Segal, who also goes by Grant Eric Segal, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Roswell, Georgia.
Grant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Grant has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Grant Eric Segal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ATLANTA DIVING ASSOC.
Providing springboard diving lessons to youth participants
Start: 01/01/1999
Address: 2935 Grange Hill Way Cumming, GA 30041
20 non bus hrs per month
Not investment related
2. SOS Vacation Rentals
Rental income of properties owned.
Start: 01/01/2000
Address: 2935 Grange Hill Way Cumming, GA 30041
10 non bus hrs per month
Investment related
3. Insurance other than Guardian
May use alternate life carriers as well as health and welfare business
Start: 01/01/2010
Address: 500 Sun Valley Dr. B-1
Roswell, GA 30076
Hrs per month - Tot/Bus: 40/30
Investment related
>10% annual compensation
4. POA
POA for family member
Start: 01/01/2017
Address: 2935 Grange Hill Way
Cumming, GA 30041
Hrs per month - tot/bus: 10/5
Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Grant E Segal's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Grant E Segal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2005 - Present
PARK AVENUE SECURITIES LLC
Office #1: 500 Sun Valley Drive B-1, Roswell, GA 30076RIA
BD
CRD#: 46173
Roswell, GA
Current
May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 500 Sun Valley Drive B-1, Roswell, GA 30076RIA
BD
CRD#: 46173
Roswell, GA
Past
May 14, 2003 - December 18, 2007
PEACHTREE PLANNING ADVISORS, INC.
RIA
CRD#: 112787
ROSWELL, GA
Past
May 12, 1995 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/13/2002)
IAR
Alabama(8/9/2013)
RR
Arizona(7/5/2019)
RR
California(4/17/2000)
IAR
California(8/29/2012)
RR
Colorado(3/4/2008)
RR
Florida(9/29/2000)
IAR
Florida(1/4/2007)
RR
Georgia(5/3/1999)
IAR
Georgia(10/25/2005)
RR
Idaho(1/15/2015)
RR
Illinois(11/22/2022)
IAR
Illinois(11/28/2022)
RR
Indiana(1/10/2014)
IAR
Indiana(5/2/2016)
RR
Kentucky(8/31/2005)
RR
Louisiana(1/15/2015)
IAR
Louisiana(3/23/2015)
RR
Massachusetts(5/3/1999)
IAR
Massachusetts(4/11/2017)
RR
Michigan(8/31/2017)
RR
Minnesota(7/5/2019)
RR
Mississippi(8/22/2022)
IAR
Mississippi(8/24/2022)
RR
Missouri(1/14/2003)
RR
New Jersey(1/2/2019)
RR
New Mexico(1/15/2015)
IAR
New Mexico(10/2/2023)
RR
New York(7/24/2025)
IAR
New York(7/24/2025)
RR
North Carolina(7/20/2006)
IAR
North Carolina(3/6/2014)
RR
Ohio(3/5/2002)
IAR
Ohio(5/20/2015)
RR
Pennsylvania(6/26/2018)
IAR
Pennsylvania(3/16/2023)
RR
South Carolina(7/20/2011)
IAR
South Carolina(8/11/2021)
RR
Tennessee(8/7/2021)
RR
Texas(2/18/2011)
IAR
Texas(12/6/2018)
RR
Utah(2/6/2002)
IAR
Utah(7/14/2022)
RR
Virginia(2/8/2001)
IAR
Virginia(5/22/2015)
RR
Washington(3/21/2017)
IAR
Washington(12/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
