Stephen D. Bard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen David Bard, who also goes by Stephen Bard, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1996. Stephen had worked at 3 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2011 - December 31, 2015
GSV ASSET MANAGEMENT, LLC
April 7, 1999 - August 16, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
March 15, 1996 - February 12, 1998
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
GSV ASSET MANAGEMENT, LLC
CRD#: 154664 / SEC#: 801-71749
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/30/1995
Non-Member General Securities ExaminationCurrent Firm
GSV ASSET MANAGEMENT, LLC
CRD#: 154664 / SEC#: 801-71749
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 170,774,811 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
