Milbrey M. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milbrey Milton Jones, who also goes by Casey Jones, was a registered financial professional .
Milbrey is a previously registered financial professional and started their career in finance in 1969. Milbrey had worked at 16 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2012 - April 2, 2020
WHITE OAK MERCHANT PARTNERS LLC
April 5, 2002 - April 12, 2012
POTOMAC CAPITAL MARKETS, LLC
March 12, 2001 - March 4, 2002
DOMINARI SECURITIES LLC
June 8, 1998 - March 29, 2001
PITTSBURG INSTITUTIONAL INC.
March 27, 1998 - March 30, 1998
PACIFIC AMERICAN SECURITIES, LLC
September 3, 1997 - April 22, 1998
TALLEY & COMPANY
October 23, 1996 - August 30, 1997
SYNDICATED CAPITAL, INC.
August 19, 1993 - June 13, 1996
ALLIANCEBERNSTEIN INVESTMENTS, INC.
August 19, 1991 - August 19, 1993
EQUITABLE DISTRIBUTORS, LLC
August 13, 1985 - December 3, 1990
EQUITEC SECURITIES COMPANY
March 14, 1985 - July 17, 1985
ABN AMRO SECURITIES LLC
January 10, 1983 - March 19, 1985
FINANCIAL SQUARE PARTNERS
July 27, 1977 - December 30, 1979
J.P. MORGAN SECURITIES LLC
October 17, 1973 - August 9, 1977
KIDDER, PEABODY & CO., INCORPORATED
October 25, 1972 - October 27, 1973
LEHMAN BROTHERS INCORPORATED
January 1, 1969 - November 13, 1972
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/19/1968
Registered Representative ExaminationCurrent Firm
WHITE OAK MERCHANT PARTNERS LLC
CRD#: 140142 / SEC#: , 8-67283
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
