Janice T. Lessman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Trojan Lessman, who also goes by Janice T Lessman, Janice Lessman, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1995. Janice had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2019 - November 1, 2021
STATE FARM VP MANAGEMENT CORP.
June 8, 2012 - October 11, 2018
VANGUARD MARKETING CORPORATION
April 15, 2010 - January 4, 2012
CETERA INVESTMENT SERVICES LLC
April 15, 2010 - January 4, 2012
CETERA INVESTMENT SERVICES LLC
February 14, 2008 - April 14, 2010
VALLEY FORGE ASSET MANAGEMENT, LLC
February 14, 2008 - April 14, 2010
VALLEY FORGE ASSET MANAGEMENT, LLC
May 19, 2006 - February 12, 2008
TYLER WEALTH COUNSELORS, INC.
March 14, 2006 - December 19, 2007
CETERA ADVISORS LLC
March 14, 2006 - December 19, 2007
CETERA ADVISORS LLC
June 17, 2004 - February 23, 2006
VALLEY FORGE ASSET MANAGEMENT, LLC
April 10, 2002 - February 23, 2006
VALLEY FORGE ASSET MANAGEMENT, LLC
October 7, 2000 - February 5, 2002
M&T SECURITIES, INC.
May 30, 1995 - October 7, 2000
KEYSTONE BROKERAGE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
