Philip Rubinovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Rubinovich was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1996. Philip had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2004 - August 16, 2004
TRILLIUM BROKERAGE SERVICES, LLC
March 5, 2003 - December 18, 2003
SCHONFELD SECURITIES, LLC
November 6, 1997 - March 26, 1998
CLEARING SERVICES OF AMERICA, INC.
January 16, 1997 - October 3, 1997
WOODSTOCK FINANCIAL GROUP, INC.
August 8, 1996 - September 17, 1996
MAY, DAVIS GROUP INC.
April 15, 1996 - August 16, 1996
MATRIX SECURITIES CORPORATION
March 14, 1996 - March 26, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
January 12, 1996 - February 9, 1996
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/22/2003
Limited Representative-Equity Trader ExamCurrent Firm
TRILLIUM BROKERAGE SERVICES, LLC
CRD#: 120064 / SEC#: , 8-65247
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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