Edward H. Kroell

BALSER FINANCIAL

Atlanta, GA 30326

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CRD#: 2615310

Professional summary

Edward Harold Kroell is a registered financial advisor currently at BALSER FINANCIAL CORPORATION located in Atlanta, Georgia and EXECUTIVE SERVICES SECURITIES, LLC located in Atlanta, Georgia.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Edward has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT FOR THE EE BETA THETA PI HOUSING CORPORATION RECEIVE RESIDUAL INCOME FROM PREVIOUS INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Harold Kroell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2008 - Present

BALSER FINANCIAL CORPORATION

Office #1: 3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326

RIA

CRD#: 148426

Atlanta, GA

Current

March 16, 2010 - Present

EXECUTIVE SERVICES SECURITIES, LLC

Office #1: 3445 Peachtree Road Ne, Suite 200, Atlanta, GA 30326Office #2: 3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156

RIA

CRD#: 25299

Atlanta, GA

Current

April 9, 1999 - Present

EXECUTIVE SERVICES SECURITIES, LLC

Office #1: 3445 Peachtree Road Ne, Suite 200, Atlanta, GA 30326Office #2: 3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156

RIA

CRD#: 25299

Atlanta, GA

Past

August 28, 1998 - April 2, 1999

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

August 10, 1995 - November 25, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/18/2017)

Arkansas
(8/4/2009)

Connecticut
(12/18/2017)

Delaware
(9/30/2024)

Georgia
(3/24/1999)

IAR

Georgia
(11/7/2008)

Nevada
(11/3/2008)

New Hampshire
(8/13/2009)

New Mexico
(1/4/2006)

New York
(10/7/2021)

North Carolina
(2/8/2022)

Rhode Island
(7/9/2001)

Texas
(7/9/2004)

Vermont
(2/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/9/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BALSER FINANCIAL CORPORATION

CRD#: 148426 / SEC#:

California

Registered Investment Advisory firm - (6/1/2025 Terminated)

Connecticut

Registered Investment Advisory firm - (10/21/2025 Terminated)

Georgia

Registered Investment Advisory firm - (9/30/2008 Approved)

New Jersey

Registered Investment Advisory firm - (11/6/2025 Terminated)

New York

Registered Investment Advisory firm - (10/20/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326

Mailing Address

Phone number

(404) 504-3800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Edward H. Kroell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Harold Kroell's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXECUTIVE SERVICES SECURITIES, LLC

EXECUTIVE SERVICES SECURITIES, LLC

WMA SECURITIES, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2000

Series 63

Date: 9/19/1995

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/8/1999

Series 6

Date: 8/9/1995

Series 14

Date: 1/2/2023

Series 24

Date: 6/2/1999

FINRA

Current Firm

BALSER FINANCIAL CORPORATION

Contact information

Documents

Red Flags

Company Information

BALSER FINANCIAL CORPORATION

TRUST BUT VERIFY

Contact information

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