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David Laurence Fields

D.L. FIELDS ADVISORY GROUP
BENTONVILLE, AR
·CRD# 2615292·31 years experience

Professional Summary

David Laurence Fields is a registered financial advisor currently at D.L. FIELDS ADVISORY GROUP, LLC located in Bentonville, Arkansas and FMG DISTRIBUTORS, INC. located in New Canaan, Connecticut. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 16 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

D.L. FIELDS ADVISORY GROUP, LLC·CRD# 286216
RIA
1202 Ne Mcclain Rd Bldg 7, Bentonville, AR 72712
January 23, 2017 - Present
FMG DISTRIBUTORS, INC.·CRD# 29243
BD
557 Oenoke Ridge Road, New Canaan, CT 06840
April 23, 2018 - Present
MONEY CONCEPTS CAPITAL CORP·CRD# 12963
RIA
New Boston, TX
July 14, 2014 - December 31, 2016
MONEY CONCEPTS CAPITAL CORP·CRD# 12963
BD
New Boston, TX
July 8, 2014 - December 31, 2016
TLG ADVISORS, INC.·CRD# 111052
RIA
Hopkins, MN
December 3, 2012 - July 8, 2014
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
November 16, 2012 - July 8, 2014
FMG DISTRIBUTORS, INC.·CRD# 29243
BD
New Canaan, CT
March 23, 2012 - November 1, 2012
D.L. FIELDS ADVISORY GROUP·CRD# 152291
RIA
Morrilton, AR
December 3, 2009 - November 29, 2012
ESSEX NATIONAL SECURITIES, LLC·CRD# 25454
RIA
Indianapolis, IN
March 14, 2008 - March 25, 2008
ESSEX NATIONAL SECURITIES, LLC·CRD# 25454
BD
Indianapolis, IN
March 10, 2008 - March 25, 2008
IFMG SECURITIES, INC.·CRD# 14416
RIA
Carmel, IN
May 9, 2007 - March 10, 2008
IFMG SECURITIES, INC.·CRD# 14416
BD
Carmel, IN
May 9, 2007 - March 10, 2008
NATCITY INVESTMENTS, INC.·CRD# 17490
RIA
Greenwood, IN
February 27, 2007 - April 19, 2007
NATCITY INVESTMENTS, INC.·CRD# 17490
BD
Greenwood, IN
February 26, 2007 - April 19, 2007
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
RIA
Rushville, IN
August 21, 2006 - February 23, 2007
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Rushville, IN
April 26, 2006 - February 23, 2007
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Indianapolis, IN
July 6, 2005 - November 3, 2005
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
July 6, 2005 - November 3, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
RIA
Indianapolis, IN
June 16, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
April 19, 2004 - July 6, 2005
PMG SECURITIES CORPORATION·CRD# 27107
BD
Elgin, IL
April 9, 2003 - October 7, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
September 4, 2002 - April 9, 2003
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
August 28, 2001 - March 27, 2002
BIRCHTREE FINANCIAL SERVICES LLC·CRD# 15014
BD
Minneapolis, MN
April 12, 1999 - November 24, 2000
FMG DISTRIBUTORS, INC.·CRD# 29243
BD
New Canaan, CT
July 24, 1997 - April 26, 1999
PMG SECURITIES CORPORATION·CRD# 27107
BD
Elgin, IL
November 22, 1995 - March 17, 1997

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Current Firm

DF
D.L. FIELDS ADVISORY GROUP, LLC

AMERICAN RETIREMENT SOLUTIONS OF GEORGIA | FIELDS, DAVID L. | D.L. FIELDS ADVISORY GROUP, LLC

CRD#: 286216
Alabama
Registered Investment Advisory firm - Alabama (9/17/2026 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (2/3/2017 Approved)
Georgia
Registered Investment Advisory firm - Georgia (2/21/2022 Approved)
Indiana
Registered Investment Advisory firm - Indiana (2/8/2017 Approved)
Missouri
Registered Investment Advisory firm - Missouri (7/30/2026 Approved)
Tennessee
Registered Investment Advisory firm - Tennessee (6/16/2026 Approved)
Texas
Registered Investment Advisory firm - Texas (1/23/2017 Approved)

Contact Information

Main Address

1202 Ne Mcclain Rd Bldg 7, Bentonville, AR 72712

Phone Number

(765) 561-1468

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

311

AUM (Assets Under Management)

$25,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. David L. Fields, Sole Proprietor - SINCE 12/2009, 1202 NE MCclain Rd, Bentonville AR INVESTMENT-RELATED BUSINESS, WHOLESALER/MARKETER/FIXED ANNUITIES & Life Insurance, ALL DURING SECURITIES TRADING. 2. 4/2018 Financial Marketing Group, where I am a Regional Marketing Director doing marketing support for the sale of fixed and variable annuities. 3. FMG Distributors, Norwalk, Connecticut, Investment-Related, Registered Representative, 04/2018 to Present

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Alabama
(9/18/2026)
IAR
Arkansas
(2/3/2017)
IAR
Georgia
(2/24/2022)
IAR
Indiana
(2/8/2017)
IAR
Missouri
(7/30/2026)
IAR
Tennessee
(6/16/2026)
IAR
Texas
(1/23/2017)
RR
Texas
(6/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2013About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jan 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1995About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view David Laurence Fields's CRS (Customer Relationship Summary).

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