William R. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Randall Palmer, who also goes by Randy Palmer, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1995. William had worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2019 - November 10, 2021
AXCELUS FINANCIAL DISTRIBUTION COMPANY
February 6, 2003 - May 3, 2006
SIGNATOR INVESTORS, INC.
September 19, 1996 - June 2, 1998
WESTPORT FINANCIAL SERVICES, L.L.C.
June 26, 1995 - August 23, 1996
METROPOLITAN LIFE INSURANCE COMPANY
June 26, 1995 - August 23, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/3/2022
General Securities Representative ExaminationCurrent Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY
CRD#: 38383 / SEC#: , 8-48416
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Red Flags
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