Beverly Dunphy
Professional summary
Beverly Dunphy, who also goes by Beverly R Boorujy, Beverly Ruth Boorujy, is a registered financial advisor currently at HIMCO, LLC located in Morristown, New Jersey.
Beverly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Beverly has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 24, Series 10, Series 9 and Series 23 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Beverly Dunphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2020 - Present
HIMCO, LLC
Office #1: 21 South Street, Morristown, NJ 07960April 20, 2017 - May 15, 2020
FIRST AVENUE
September 10, 2015 - April 24, 2017
BNP PARIBAS SECURITIES CORP.
October 26, 2012 - August 19, 2015
GREENHILL & CO., LLC
July 27, 2010 - October 15, 2012
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 26, 1998 - October 15, 2012
GOLDMAN SACHS & CO. LLC
January 17, 1997 - October 23, 1998
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
HIMCO, LLC
CRD#: 157865 / SEC#: 801-72858
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/16/2020)
Exams
Series 7TO
Date: 8/8/2022
General Securities Representative ExaminationSeries 99TO
Date: 8/8/2022
Operations Professional ExaminationSeries 55
Date: 10/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
HIMCO, LLC
CRD#: 157865 / SEC#: 801-72858
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 828,423,801 |
Red Flags
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