Beverly Dunphy
Professional Summary
Beverly Dunphy, who also goes by Beverly R Boorujy, Beverly Ruth Boorujy, is a registered financial advisor currently at HIMCO, LLC located in Morristown, New Jersey. Beverly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Beverly has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 24, Series 10, Series 9 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Beverly R Boorujy, Beverly Ruth Boorujy
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
HAMPSHIRE INVESTMENT MANAGEMENT COMPANY, LLC | HIMCO, LLC
Contact Information
Main Address
21 South Street, Morristown, NJ 07960Phone Number
(973) 292-9595# of Employees
49SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
27AUM (Assets Under Management)
$725,702,238Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HAMPSHIRE INVESTMENT MANAGEMENT COMPANY, LLC | HIMCO, LLC
State Registrations and Notice Filings
(9/16/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2022About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2022About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Beverly Dunphy's CRS (Customer Relationship Summary).
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