Daniel J. Moore
Professional summary
Daniel Joseph Moore is a registered financial professional currently at CJS SECURITIES, INC. located in White Plains, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2011 - Present
CJS SECURITIES, INC.
Office #1: 50 Main Street Suite 325, White Plains, NY 10606Office #2: 50 Main Street Suite 325, White Plains, NY 10606June 3, 2002 - May 18, 2005
CJS SECURITIES, INC.
May 14, 2001 - May 24, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 22, 1997 - July 20, 1998
MORGAN STANLEY & CO. LLC
May 25, 1995 - April 30, 1997
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2013)
(1/17/2013)
(1/17/2013)
(1/5/2016)
(1/17/2013)
(1/16/2014)
(1/10/2019)
(1/17/2013)
(1/10/2019)
(1/17/2013)
(1/17/2013)
(1/16/2014)
(1/16/2014)
(1/17/2013)
(1/17/2013)
(11/2/2011)
(1/17/2014)
(1/16/2014)
(1/10/2019)
(1/17/2013)
(1/17/2013)
(1/17/2013)
(1/17/2013)
(1/17/2013)
Exams
FINRA
Current Firm
CJS SECURITIES, INC.
CRD#: 44823 / SEC#: , 8-50853
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAGODA, LEE M. | RESEARCH ANALYST / SHAREHOLDER | 4986879 |
| LABICK, ROBERT JAMES | PRESIDENT | 2071988 |
| MOORE, DANIEL JOSEPH | RESEARCH ANALYST / SHAREHOLDER | 2614723 |
| SOLOW, LAWRENCE SCOTT | RESEARCH ANALYST / SHAREHOLDER | 2511217 |
| STRAUZER, CHARLES S | CHIEF COMPLIANCE OFFICER | 2266794 |
| TANWANTENG, JONATHAN E. | RESEARCH ANALYST / SHAREHOLDER | 4886441 |
| URSANER, ARNOLD | SHAREHOLDER | 451922 |
| WETCHLER, BENJAMIN MARK | FINOP AND CHIEF FINANCIAL OFFICER | 4459166 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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