Christine M. Casey

PRIVATE WEALTH ASSET MANAGEMENT

CEDAR RAPIDS, IA 52401

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CRD#: 2614698

Professional summary

Christine Marie Casey, who also goes by Christine Marie Koopman, Christine Marie Schuety, is a registered financial advisor currently at PRIVATE WEALTH ASSET MANAGEMENT located in Cedar Rapids, Iowa.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Christine has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christine Marie Koopman | Christine Marie Schuety

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY, INVT RELATED, GARNAVILLO, IOWA, 100% OWNERSHIP, START DATE 4/20/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INVT RELATED, CEDAR RAPIDS, IOWA, 100% OWNERSHIP, START DATE 4/20/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INVT RELATED, CEDAR RAPIDS, IOWA, 100% OWNERSHIP, START DATE 4/20/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Marie Casey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2022 - Present

PRIVATE WEALTH ASSET MANAGEMENT

Office #1: 411 6th Ave. Se Suite 360, Cedar Rapids, IA 52401

RIA

CRD#: 315819

CEDAR RAPIDS, IA

Past

November 2, 2001 - May 4, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

CEDAR RAPIDS, IA

Past

May 2, 2001 - May 4, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

July 12, 1999 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

June 13, 1995 - July 12, 1999

ARK FUNDS DISTRIBUTORS, LLC

CRD#: 17685

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE WEALTH ASSET MANAGEMENT

PRIVATE WEALTH | PW ENERGY | PRIVATE WEALTH ASSET MANAGEMENT, LLC | PRIVATE WEALTH ASSET MANAGEMENT

CRD#: 315819 / SEC#: 801-122065

RIA

Registered Investment Advisory firm - (8/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/9/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/12/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRIVATE WEALTH ASSET MANAGEMENT

PRIVATE WEALTH | PW ENERGY | PRIVATE WEALTH ASSET MANAGEMENT, LLC | PRIVATE WEALTH ASSET MANAGEMENT

CRD#: 315819 / SEC#: 801-122065

RIA

Registered Investment Advisory firm - (8/12/2021 Approved)

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Contact information

Main Address

1100 Capitol Avenue Suite 200, Omaha, NE 68102

Mailing Address

Phone number

(402) 227-4208

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE WEALTH ASSET MANAGEMENT, LLC ADV PART2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,947
AUM (Assets Under Management)	$ 1,849,717,875

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/16/2025	Cover Page	Report
12/06/2024	Cover Page	Report
12/06/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christine M. Casey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Marie Casey's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

ARK FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

PRIVATE WEALTH ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2022

Series 63

Date: 6/12/1995

SIE

Date: 4/9/2021

Series 6

Date: 6/12/1995

Current Firm

PRIVATE WEALTH ASSET MANAGEMENT

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PRIVATE WEALTH ASSET MANAGEMENT

TRUST BUT VERIFY

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