Franklin D. Mullins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin David Mullins, who also goes by Frank Mullins, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1995. Franklin had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2006 - November 13, 2007
GRANT WILLIAMS L.P.
May 18, 2005 - July 26, 2013
LEGACY WEALTH COUNSELORS
January 6, 2005 - September 6, 2005
SUNAMERICA SECURITIES, INC.
August 5, 2003 - December 31, 2004
SUNAMERICA SECURITIES, INC.
July 23, 2003 - September 1, 2005
CORNERSTONE FINANCIAL SERVICES, INC.
February 27, 2002 - August 6, 2003
MML INVESTORS SERVICES, LLC
February 27, 2002 - August 6, 2003
MML INVESTORS SERVICES, LLC
July 14, 1999 - March 11, 2002
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
January 6, 1999 - July 21, 1999
CINCINNATI ANALYSTS, INC.
January 29, 1998 - January 5, 1999
OSAIC WEALTH, INC.
May 15, 1995 - January 29, 1998
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
