Robert A. Valente
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Valente, CFP®, who also goes by Robert Anthony Cassieri, Robert Salerno, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1981
Experience
April 13, 1999 - December 12, 2000
PREFERRED SECURITIES GROUP, INC.
December 18, 1998 - May 20, 1999
BELL INVESTMENT GROUP, INC.
October 27, 1998 - December 8, 1998
ROSS SECURITIES CORP.
June 25, 1998 - July 17, 1998
CENTEX SECURITIES, INCORPORATED
July 7, 1997 - February 13, 1998
ROYAL HUTTON SECURITIES CORP.
April 22, 1997 - July 10, 1997
GLOBAL STRATEGIES GROUP, INC.
August 5, 1996 - July 1, 1997
EURO-ATLANTIC SECURITIES INC.
August 21, 1995 - August 31, 1995
CRESSIDA CAPITAL, INC
August 21, 1995 - July 23, 1996
TOLUCA PACIFIC SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PREFERRED SECURITIES GROUP, INC.
CRD#: 35704 / SEC#: , 8-46946
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STOCNET CORPORATION | SHAREHOLDER | |
| GENNA, JOHN VINCENT JR | SHAREHOLDER | 2765236 |
| VARANO, NICHOLAS | SHAREHOLDER | 4246252 |
| BADGER, BERKLEY CREIGHTON | MUNI PRINCIPAL | 713972 |
| HOHMAN, MICHAEL JAMES | FIN/OP | 3031942 |
| LESSINGER, VICTOR ALAN | PRESIDENT, CHIEF COMPLIANCE OFFICER | 830821 |
| MCLEOD, GREGORY MALCOLM | SENIOR OPTION PRINCIPAL | 2741097 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
