Hoke S. Shuler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hoke Sloan Shuler was a registered financial professional .
Hoke is a previously registered financial professional and started their career in finance in 1995. Hoke had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2014 - July 25, 2016
SSN ADVISORY, INC.
May 26, 2009 - December 9, 2013
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
May 22, 2009 - July 25, 2016
SECURITIES SERVICE NETWORK, LLC
October 31, 2005 - May 26, 2009
OSAIC SERVICES, INC.
August 3, 2004 - May 22, 2009
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
June 24, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 25, 2002 - August 19, 2002
WELLS FARGO INVESTMENTS, LLC
September 8, 1999 - April 14, 2000
GMAC INVESTMENT SERVICES, INC.
July 10, 1995 - March 31, 1998
IDS LIFE INSURANCE COMPANY
July 10, 1995 - March 31, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
