Roberta L. Bedessem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberta Lynn Bedessem, who also goes by Roberta Bredeck, Robin Reorowicz, was a registered financial professional .
Roberta is a previously registered financial professional and started their career in finance in 1995. Roberta had worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - December 14, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
June 8, 2012 - December 16, 2015
BMO ASSET MANAGEMENT CORP.
August 12, 2004 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
December 7, 1999 - January 15, 2003
M&I FINANCIAL ADVISORS, INC
July 11, 1995 - June 8, 2012
M&I INVESTMENT MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
