John N. Cucinella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Natale Cucinella, who also goes by John Nat Cucinella, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2015 - April 20, 2015
WINDSOR STREET CAPITAL, LP
June 4, 2013 - November 15, 2013
SOUTHEAST INVESTMENTS, N.C., INC.
December 12, 2012 - January 17, 2013
SOUTHEAST INVESTMENTS, N.C., INC.
August 21, 2009 - June 10, 2011
CAPE SECURITIES INC.
July 2, 2007 - August 20, 2009
AURA FINANCIAL SERVICES, INC.
October 9, 2006 - July 2, 2007
NEWBRIDGE SECURITIES CORPORATION
April 12, 2006 - October 11, 2006
AURA FINANCIAL SERVICES, INC.
September 27, 2002 - April 11, 2006
GUNNALLEN FINANCIAL, INC
July 8, 1998 - November 22, 2002
SCHNEIDER SECURITIES, INC.
November 5, 1997 - January 26, 1998
ABBEY-ASHFORD SECURITIES, INC.
September 16, 1997 - October 8, 1997
TAJ GLOBAL EQUITIES, INC.
June 20, 1997 - September 20, 1997
MEYERS POLLOCK ROBBINS, INC.
January 4, 1996 - March 15, 1996
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
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