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John Natale Cucinella

CRD# 2614279·Registered 1996 - 2015
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Natale Cucinella, who also goes by John Nat Cucinella, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1996 - 2015. John had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Nat Cucinella

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
March 5, 2015 - April 20, 2015
SOUTHEAST INVESTMENTS, N.C., INC.·CRD# 43035
BD
Charlotte, NC
June 4, 2013 - November 15, 2013
SOUTHEAST INVESTMENTS, N.C., INC.·CRD# 43035
BD
Charlotte, NC
December 12, 2012 - January 17, 2013
CAPE SECURITIES INC.·CRD# 7072
BD
Mcdonough, GA
August 21, 2009 - June 10, 2011
AURA FINANCIAL SERVICES, INC.·CRD# 42822
BD
Birmingham, AL
July 2, 2007 - August 20, 2009
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Jericho, NY
October 9, 2006 - July 2, 2007
AURA FINANCIAL SERVICES, INC.·CRD# 42822
BD
Birmingham, AL
April 12, 2006 - October 11, 2006
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
New York, NY
September 27, 2002 - April 11, 2006
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
July 8, 1998 - November 22, 2002
ABBEY-ASHFORD SECURITIES, INC.·CRD# 17650
BD
November 5, 1997 - January 26, 1998
TAJ GLOBAL EQUITIES, INC.·CRD# 31768
BD
Tampa, FL
September 16, 1997 - October 8, 1997
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
June 20, 1997 - September 20, 1997
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
January 4, 1996 - March 15, 1996

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Current Firm

WS
WINDSOR STREET CAPITAL, LP

JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: 8-46219
BD
Cancelled by SEC on 02/05/2020

Contact Information

Established

New York since 04/01/1993

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER—

Disclosures

Regulatory Event

37

Arbitration

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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