Charles M. Fetters

GATEWAY WEALTH PARTNERS

Westbrook, CT 06498

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CRD#: 2614186

Professional summary

Charles Marion Fetters, who also goes by Chuck Fetters, Charles M Fetters, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Westbrook, Connecticut and LPL FINANCIAL LLC located in Westbrook, Connecticut.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Charles has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Fetters | Charles M Fetters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 02/12/2024 - Gateway Financial Partners - Non-Variable Insurance - CT 06498 - Investment related - 5 Hours per month - Start date: 3/1/2024. 2) 02/12/2024 - Thee Artisan Woodworker LLC - Business Owner - WOODWORKER - CT 06382 - Non investment related - 10 Hours per month - Start date: 11/10/2023. 3) 02/12/2024 - CMF Financial LLC - Business Entity For Tax/Investment Purposes Only - FEE REVENUE & COMMISSION - CT 06498 - Non investment related - Start date: 03/01/2024. 4) 02/12/2024 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 5) 03/20/2024 - Gateway Wealth Partners LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 03/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Marion Fetters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2024 - Present

GATEWAY WEALTH PARTNERS, LLC

Office #1: 1260 Boston Post Rd., Westbrook, CT 06498

RIA

CRD#: 322789

Westbrook, CT

Current

March 15, 2024 - Present

LPL FINANCIAL LLC

Office #1: 1260 Boston Post Road, Westbrook, CT 06498

RIA

CRD#: 6413

Westbrook, CT

Past

April 18, 2018 - March 15, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Westbrook, CT

Past

March 8, 2016 - April 10, 2024

CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/15/2024)

IAR

Connecticut
(3/19/2024)

Florida
(3/20/2024)

New York
(10/25/2024)

Puerto Rico
(3/15/2024)

Virginia
(6/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Mailing Address

Phone number

(920) 731-9293

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)

GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	5,702
AUM (Assets Under Management)	$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles M. Fetters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Marion Fetters's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PURSHE KAPLAN STERLING INVESTMENTS

CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

WADDELL & REED

WADDELL & REED

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

PEOPLE'S SECURITIES, INC.

IFMG SECURITIES, INC.

NATIONWIDE SECURITIES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

GATEWAY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/9/2001

Series 65

Date: 5/26/1999

Series 63

Date: 11/20/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/29/1998

Series 6

Date: 10/16/1995

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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