Andrew B. Fishman
AFFIANCE FINANCIAL LLC
St. Louis Park, MN 55426
Some features on this profile are disabled
CRD#: 2614044
Professional summary
Andrew Bert Fishman, CFP® is a registered financial advisor currently at AFFIANCE FINANCIAL LLC located in St. Louis Park, Minnesota and PRIVATE CLIENT SERVICES, LLC located in St. Louis Park, Minnesota.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Andrew has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: AFFIANCE FINANCIAL, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 07/26/2011 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SERVICES TO INCLUDE INVESTMENT MANAGEMENT AND FINANCIAL PLANNING 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE AND LIFE SETTLEMENTS; 3. HARD MONEY, LLC, INVESTMENT RELATED, 601 CARLSON PKWY #1080, MINNETONKA, N 55305 MORTGAGE BROKER STARTED 8/2015 LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS 4. GameFish Inc; 14573 Durham Road, Minnetonka, MN 55343. Investment related; President - owner/operator of financial services company. 160 hrs/month, 120 hrs during trading, operates as the holding company for Mr. Fishman's ownership in Affiance Financial, LLC 5. Fishman LLC. 14573 Durham Rd, Minnetonka, MN 55345. Passive investment (personal) real estate. No position or duties. 0 hours/mo. 6. Advisor Net Financial. 701 4th Ave S, Ste 1500, Minneapolis, MN 55415. Financial Services. Minority owner- passive investment. 0 hours/mo. 7. Adath Jeshurun Congregation. 10500 Hillside Ln, Minnetonka, MN 55305. Religious organization-Synagogue foundation. Chair of the Invest and committee for the synagogue foundation. 1 hr/mo; 0 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Bert Fishman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 22, 2014 - Present
AFFIANCE FINANCIAL LLC
Office #1: 600 Highway 169 South Suite 1750, St. Louis Park, MN 55426RIA
CRD#: 113200
St. Louis Park, MN
Current
July 3, 2019 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 600 Highway 169 South, St. Louis Park, MN 55426RIA
BD
CRD#: 120222
St. Louis Park, MN
Current
May 15, 2017 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 600 Highway 169 South, St. Louis Park, MN 55426RIA
BD
CRD#: 120222
St. Louis Park, MN
Past
December 14, 2004 - May 16, 2017
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ST LOUIS PARK, MN
Past
May 26, 1995 - May 16, 2017
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ST LOUIS PARK, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC
CRD#: 113200 / SEC#: 801-78208
RIA
Registered Investment Advisory firm - (6/17/2013 Approved)Minnesota
Registered Investment Advisory firm - (6/24/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/15/2017)
RR
California(5/15/2017)
IAR
California(4/7/2025)
RR
Colorado(5/15/2017)
RR
Connecticut(5/15/2017)
RR
District of Columbia(5/15/2017)
RR
Florida(5/15/2017)
RR
Georgia(5/15/2017)
RR
Illinois(5/15/2017)
RR
Kansas(5/15/2017)
RR
Maryland(8/25/2022)
RR
Massachusetts(5/15/2017)
RR
Michigan(5/15/2017)
IAR
Minnesota(1/22/2014)
RR
Minnesota(5/15/2017)
RR
Missouri(8/25/2022)
RR
Montana(5/15/2017)
RR
Nebraska(5/15/2017)
RR
Nevada(5/15/2017)
RR
New Hampshire(2/12/2020)
RR
New York(5/15/2017)
RR
North Carolina(5/15/2017)
RR
North Dakota(5/15/2017)
RR
Ohio(5/15/2017)
RR
Oklahoma(1/2/2019)
RR
Oregon(5/15/2017)
RR
Pennsylvania(5/15/2017)
RR
Rhode Island(5/15/2017)
RR
South Dakota(5/15/2017)
RR
Tennessee(5/15/2017)
RR
Texas(5/15/2017)
RR
Washington(5/15/2017)
RR
Wisconsin(5/15/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC
CRD#: 113200 / SEC#: 801-78208
RIA
Registered Investment Advisory firm - (6/17/2013 Approved)Minnesota
Registered Investment Advisory firm - (6/24/2013 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Highway 169 South Suite 1750, St. Louis Park, MN 55426
Mailing Address
Phone number
(952) 544-9818
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,799 |
| AUM (Assets Under Management) | $ 1,145,705,199 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
