Adriano H. Teixeira
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adriano Henrique Teixeira, who also goes by Adriano Teixeira, was a registered financial professional .
Adriano is a previously registered financial professional and started their career in finance in 1996. Adriano had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 34, Series 3, Series 7, Series 31, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2014 - April 23, 2016
TRADESTATION SECURITIES, INC.
September 28, 2004 - July 25, 2006
TRADESTATION SECURITIES, INC.
November 12, 2003 - February 12, 2004
SALOMON GREY FINANCIAL CORPORATION
December 21, 2000 - November 23, 2001
MORGAN STANLEY DW INC.
July 2, 1999 - January 1, 2001
RURAL SECURITIES, INC.
February 5, 1999 - June 25, 1999
FAS WEALTH MANAGEMENT SERVICES, INC.
January 27, 1998 - December 4, 1998
BARRON CHASE SECURITIES, INC.
May 19, 1997 - January 14, 1998
FIRST MONTAUK SECURITIES CORP.
February 20, 1997 - April 25, 1997
BRAUER & ASSOCIATES, INC.
February 29, 1996 - January 24, 1997
BARRON CHASE SECURITIES, INC.
February 28, 1996 - January 24, 1997
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADESTATION SECURITIES, INC.
CRD#: 39473 / SEC#: , 8-48711
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADESTATION GROUP, INC. | OWNER - PARENT CORPORATION | |
| BOLEK, JOHN MITCHELL | PRINCIPAL OPERATIONS OFFICER | 2363046 |
| KOROTKIY, PETER | PRESIDENT & CHIEF OPERATING OFFICER | 2706102 |
| MORMILE-WOLPER, MYRA CHRISTINE | GENERAL COUNSEL AND ASSISTANT SECRETARY | 6753154 |
| ROJEK, JAMES H | CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER | 3096214 |
| WALTON, HERBERT | CHIEF COMPLIANCE OFFICER | 4030847 |
Disclosures
| Regulatory Event | 28 |
| Arbitration | 4 |
Red Flags
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