Asoka G. Weeraratne

UTA LLC

Vancouver, WA 98663

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CRD#: 2614002

Professional summary

Asoka Gaminee Weeraratne, who also goes by John Gaminee Mclain, is a registered financial advisor currently at UTA LLC located in Vancouver, Washington.

Asoka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Asoka has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 72, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Gaminee Mclain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bear Cap LLC. Not investment related. 8672 SE 133rd Pl Happy Valley, OR 97086. Rental Property. Owner. Start 1/2020. 2 Hr/Mo. 0 Trading Hr/Mo. Maintain rents,property, pay taxes. 2) Rental Property. Not investment related. 2804-2806 Main St, Vancouver, WA 98663. Rental Property. Owner. Start 4/2021. 2 Hr/Mo, 0 Trading Hr.Manage rental property. 3) Kelly International; Not Investment Related; 4513 NE 91st Way, Vancouver, WA 98665; Clothing, Manufacturing, Retail Clothing sales; CEO; 5/5/2022; 10 hrs/mo; 0 during trading; manufacturing and sale of clothing online.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Asoka Gaminee Weeraratne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2021 - Present

UTA LLC

Office #1: 2800 Main Street, Vancouver, WA 98663

RIA

CRD#: 315427

Vancouver, WA

Past

July 30, 2021 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Vancouver, WA

Past

January 3, 2011 - August 5, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

VANCOUVER, WA

Past

January 3, 2011 - August 5, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

VANCOUVER, WA

Past

February 10, 2006 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

PORTLAND, OR

Past

May 2, 2001 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

PORTLAND, OR

Past

August 19, 1996 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

August 18, 1995 - August 19, 1996

FIRST INTERSTATE INVESTMENTS,INC.

CRD#: 17101

Past

May 19, 1995 - November 17, 1995

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UTA LLC

UPTOWN ADVISORS | UTA LLC

CRD#: 315427 / SEC#: 801-121768

RIA

Registered Investment Advisory firm - (7/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(10/28/2024)

IAR

Washington
(7/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/18/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/1995

General Securities Representative Examination

Current Firm

UTA LLC

UPTOWN ADVISORS | UTA LLC

CRD#: 315427 / SEC#: 801-121768

RIA

Registered Investment Advisory firm - (7/15/2021 Approved)

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Contact information

Main Address

2800 Main Street, Vancouver, WA 98663

Mailing Address

Phone number

(360) 360-0344

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A (2/6/2025)

Regulatory assets under management

Total Number of Accounts	257
AUM (Assets Under Management)	$ 186,732,601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Asoka G. Weeraratne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Asoka Gaminee Weeraratne's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

FIRST INTERSTATE INVESTMENTS,INC.

ESSEX NATIONAL SECURITIES, LLC

Primary Firm SEC Registration

UTA LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/18/1998

Series 63

Date: 6/9/1995

Series 99TO

Date: 1/2/2023

Series 72

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/18/1995

Current Firm

UTA LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UTA LLC

TRUST BUT VERIFY

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