Patrick J. Hoffman
Professional summary
Patrick Joseph Hoffman SR., CFP®, who also goes by Pat Hoffman, Patrick J Hoffman, Patrick Hoffman, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Fort Wayne, Indiana.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1995. Patrick has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Hoffman SR.'s CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
May 1, 2024 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 1301 S Harrison Street, Fort Wayne, IN 46802October 3, 2023 - May 8, 2024
OSAIC FA, INC.
October 3, 2023 - May 1, 2024
OSAIC FA, INC.
March 22, 2023 - July 24, 2023
EQUITABLE ADVISORS, LLC
March 22, 2023 - July 24, 2023
EQUITABLE ADVISORS, LLC
July 14, 2021 - April 5, 2023
TRUIST ADVISORY SERVICES, INC.
July 14, 2021 - April 5, 2023
TRUIST INVESTMENT SERVICES, INC.
November 13, 2019 - July 16, 2021
VANGUARD ADVISERS, INC.
November 13, 2019 - July 16, 2021
VANGUARD MARKETING CORPORATION
June 4, 2018 - October 21, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 4, 2018 - October 21, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 2005 - April 11, 2018
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - April 11, 2018
FRANKLIN DISTRIBUTORS, LLC
June 30, 2005 - December 19, 2005
CITIGROUP GLOBAL MARKETS INC.
June 28, 2005 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
May 18, 2005 - June 6, 2005
AMG DISTRIBUTORS, INC.
December 18, 2001 - June 6, 2005
AMG DISTRIBUTORS, INC.
September 29, 2000 - April 8, 2005
RORER ASSET MANAGEMENT LLC
June 12, 1997 - July 26, 1999
NEW ENGLAND SECURITIES
June 30, 1995 - June 6, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2024)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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