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Paul Gorr

CRD# 2613773·Registered 1995 - 1997
Barred: Paul Gorr was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Paul Gorr was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1995 - 1997. Paul had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years registered in the securities industry

Current & Past Employments

Past

ALDEN CAPITAL MARKETS, INC.Past·CRD# 25314
BD
New York, NY
February 19, 1997 - April 15, 1997
HFC CAPITAL CORP.Past·CRD# 30539
BD
New York, NY
December 12, 1995 - October 23, 1996
M. RIMSON & CO., INC.Past·CRD# 5250
BD
New York, NY
September 7, 1995 - March 21, 1996
GLOBAL STRATEGIES GROUP, INC.Past·CRD# 27414
BD
New York, NY
September 7, 1995 - November 30, 1995

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Current Firm

AC
ALDEN CAPITAL MARKETS, INC.

ALDEN CAPITAL FUNDING, INC. | ALDEN CAPITAL MARKETS, INC.

CRD#: 25314 / SEC#: 8-41638
BD
Cancelled by SEC on 06/29/1999

Contact Information

Established

Colorado since 07/20/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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