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Sean Eric Radetich

CRD# 2613626·Registered 1995 - 1998
Barred: Sean Eric Radetich was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Sean Eric Radetich was a registered financial advisor. Sean was a previously registered financial professional and started their career in finance 1995 - 1998. Sean had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

THE AGEAN GROUP, INC·CRD# 30835
BD
Boca Raton, FL
June 15, 1998 - December 8, 1998
ALAMO CAPITAL·CRD# 26193
BD
Walnut Creek, CA
May 19, 1997 - December 9, 1997
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
September 8, 1995 - April 28, 1997
FINANCIAL WEST GROUP·CRD# 16668
BD
Reno, NV
May 10, 1995 - September 13, 1995

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Current Firm

TA
THE AGEAN GROUP, INC

ADVANCED FINANCIAL SERVICES, INC. | THE AGEAN GROUP, INC

CRD#: 30835 / SEC#: 8-45192
BD
Terminated by SEC on 11/24/2000

Contact Information

Established

Florida since 12/22/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
NOAH FINANCIAL SERVICESSHAREHOLDER—
DESIDERIO, BARBARA LUCILLECHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER2080713
POLIAK, ALBERT JAMESPRESIDENT/CEO1270681

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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