Sean E. Radetich
Professional summary
Sean Eric Radetich was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sean is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Sean had worked at 4 firms, which includes THE AGEAN GROUP INC, ALAMO CAPITAL, ROUND HILL SECURITIES INC., FINANCIAL WEST GROUP.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 1998 - December 8, 1998
THE AGEAN GROUP, INC
May 19, 1997 - December 9, 1997
ALAMO CAPITAL
September 8, 1995 - April 28, 1997
ROUND HILL SECURITIES, INC.
May 10, 1995 - September 13, 1995
FINANCIAL WEST GROUP
State Registrations and Notice Filings
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Exams
Current Firm
THE AGEAN GROUP, INC
CRD#: 30835 / SEC#: , 8-45192
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
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