Reid D. Dabney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reid Dickinson Dabney, who also goes by Reid James Dickinson Dabney, was a registered financial professional .
Reid is a previously registered financial professional and started their career in finance in 1996. Reid had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2021 - April 19, 2023
OBERON SECURITIES, LLC
December 11, 2017 - September 4, 2018
AARON CAPITAL INCORPORATED
December 15, 2014 - December 18, 2015
CVCAPITAL SECURITIES, LLC
October 8, 2012 - November 26, 2013
MERRIMAN CAPITAL, INC.
May 23, 2008 - July 10, 2012
BOUSTEAD SECURITIES, LLC
September 4, 2006 - May 2, 2007
STARLIGHT FUNDING INVESTMENTS, LLC
October 23, 2003 - August 24, 2004
NATIONAL SECURITIES CORPORATION
February 22, 2001 - April 2, 2002
BMO CAPITAL MARKETS CORP.
February 25, 2000 - November 3, 2000
LADENBURG THALMANN & CO. INC.
January 2, 1998 - February 17, 2000
JOHN G. KINNARD AND COMPANY, INCORPORATED
September 19, 1996 - December 31, 1997
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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