James R. Jones
Professional summary
James Robert Jones is a registered financial advisor currently at WASHINGTON SECURITIES CORPORATION located in Reston, Virginia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1968. James has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 15, Series 3, Series 000, Series 1, Series 24, Series 4, Series 12 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Robert Jones's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Robert Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2021 - Present
WASHINGTON SECURITIES CORPORATION
March 1, 2021 - Present
WASHINGTON SECURITIES CORPORATION
Office #1: 6935 Wisconsin Ave Suite 510, Chevy Chase, MD 20815Office #2: 6935 Wisconsin Ave No. 510, Chevy Chase, MD 20815-6113May 16, 2008 - March 4, 2021
CAPITOL SECURITIES MANAGEMENT, INC.
May 16, 2008 - March 4, 2021
CAPITOL SECURITIES MANAGEMENT, INC.
May 21, 1992 - May 20, 2008
JANNEY MONTGOMERY SCOTT LLC
August 6, 1990 - May 20, 2008
JANNEY MONTGOMERY SCOTT LLC
March 23, 1982 - August 27, 1990
LEHMAN BROTHERS INC.
March 3, 1978 - June 22, 1982
LAIDLAW, MARTIN & MOYSEY, INC.
August 8, 1968 - April 20, 1978
INTERCOASTAL CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2021)
(2/26/2021)
(3/1/2021)
(4/14/2021)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 15
Date: 2/17/1984
Foreign Currency Options ExaminationSeries 000
Date: 8/9/1968
General Securities Principal ExaminationSeries 1
Date: 8/7/1968
Registered Representative ExaminationSeries 12
Date: 7/23/1980
NYSE Branch Manager ExaminationSeries 00
Date: 1/29/1974
General Securities Principal ExaminationFINRA
Current Firm
WASHINGTON SECURITIES CORPORATION
CRD#: 46213 / SEC#: , 8-51359
Contact information
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 6,975,967 |
Red Flags
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