ET

Eric S. Tesler

VISION 4 FUND DISTRIBUTORS
Scottsdale, AZ 85260
Some features on this profile are disabled
CRD#: 2613105
ET

Professional summary


Eric Steven Tesler, CIMA® is a registered financial professional currently at VISION 4 FUND DISTRIBUTORS located in Scottsdale, Arizona.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1995. Eric has worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Eric Steven Tesler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

Experience


Current

January 2, 2026 - Present

VISION 4 FUND DISTRIBUTORS

Office #1: 9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260
BD
CRD#: 298105
Scottsdale, AZ
Past

August 12, 2022 - December 31, 2025

INNOVATION PARTNERS LLC

BD
CRD#: 146344
CHARLOTTE, NC
Past

September 24, 2021 - March 31, 2026

SHEETS SMITH INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 293992
HOUSTON, TX
Past

August 25, 2020 - August 9, 2021

BX PARTNERS

RIA
CRD#: 289812
Fishers, IN
Past

March 25, 2020 - August 11, 2022

DEER ISLE CAPITAL, LLC

BD
CRD#: 146269
EAST HAMPTON, NY
Past

May 8, 2017 - January 31, 2019

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
Lafayette, IN
Past

April 24, 2017 - January 31, 2019

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
LAFAYETTE, IN
Past

August 12, 2013 - March 24, 2014

TANGENT CAPITAL PARTNERS, LLC

BD
CRD#: 146999
SHORT HILLS, NJ
Past

February 4, 2011 - March 16, 2018

MILLER HOWARD INVESTMENTS INC

RIA
CRD#: 105800
FISHERS, IN
Past

June 28, 2010 - September 21, 2010

BURCH & COMPANY, INC

BD
CRD#: 102280
LEAWOOD, KS
Past

December 14, 2006 - November 25, 2008

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
BOSTON, MA
Past

December 14, 2006 - November 25, 2008

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
BOSTON, MA
Past

December 12, 2006 - November 25, 2008

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

June 15, 2006 - October 6, 2006

BLACKROCK FINANCIAL MANAGEMENT, INC

RIA
CRD#: 107105
FISHERS, IN
Past

June 30, 2005 - June 15, 2006

BLACKROCK CAPITAL MANAGEMENT, INC.

RIA
CRD#: 108069
NEW YORK, NY
Past

July 24, 2003 - October 6, 2006

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
BOSTON, MA
Past

October 3, 2000 - September 3, 2002

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

May 15, 1997 - October 3, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 21, 1996 - May 14, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 25, 1995 - March 21, 1996

FIRST OF MICHIGAN CORPORATION

BD
CRD#: 311
DETROIT, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(1/9/2026)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


V4
VISION 4 FUND DISTRIBUTORS
VISION 4 FUND DISTRIBUTORS | VISION 4 FUND DISTRIBUTORS LLC

CRD#: 298105 / SEC#: , 8-70175

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260
Mailing Address
9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260
Phone number
(480) 634-6980
Established
Delaware since 01/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
GARD, DAVID WAYNEMANAGING DIRECTOR722647
JOHNSON, HENRY PMANAGING DIRECTOR5559118
KUJALOWICZ, PAUL EDWARDPRESIDENT/MANAGING DIRECTOR1020049
SULLIVAN, CORNELIUS JOSEPHMANAGING DIRECTOR2094448
VAINISI, JEROME ARTHURCHIEF EXECUTIVE OFFICER2011056
FOSTER, TODD MICHAELPASSIVE MEMBER3024634
GREER, JOHN WILLIAMPASSIVE MEMBER6148298
LEE, BRYAN MATTHEWPASSIVE MEMBER4779819
QUALTERS, DONALD PPASSIVE MEMBER3184519
DAVIS, TAYLOR RENEECHIEF COMPLIANCE OFFICER5384424
PORTWOOD, WILLIAM BOYCECHIEF FINANCIAL OFFICER/FINOP/PFO/POO4853700

Red Flags


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Company Information


VISION 4 FUND DISTRIBUTORS

CRD#: 298105Scottsdale, AZ 85260

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