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RD

Robert Steven Driessen

CRD# 2613085·Registered 1999 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Steven Driessen, who also goes by Robert Driessen, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1999 - 2015. Robert had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Driessen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years registered in the securities industry

Current & Past Employments

Past

MATRIX CAPITAL GROUP, INC.Past·CRD# 33364
BD
New York, NY
August 6, 2013 - December 31, 2015
MATRIX 360 DISTRIBUTORS, LLCPast·CRD# 159715
BD
Fairway, KS
August 6, 2013 - December 31, 2015
AQUILA DISTRIBUTORS LLCPast·CRD# 1706
BD
New York, NY
January 7, 2010 - February 25, 2013
JACKSON NATIONAL LIFE DISTRIBUTORS LLCPast·CRD# 40178
BD
Denver, CO
January 10, 2006 - January 15, 2009
CURIAN CAPITAL, LLCPast·CRD# 120270
RIA
Denver, CO
April 5, 2004 - January 15, 2009
INVESTMENT CENTERS OF AMERICA, INC.Past·CRD# 16443
BD
Appleton, WI
April 1, 2004 - December 31, 2005
DUFF & PHELPS INVESTMENT MANAGEMENT CO.Past·CRD# 107296
RIA
Hartford, CT
January 1, 2002 - September 8, 2004
VP DISTRIBUTORS, LLCPast·CRD# 3036
BD
Hartford, CT
May 26, 1999 - March 29, 2004
PXP SECURITIES CORP.Past·CRD# 22898
BD
Hartford, CT
August 19, 1999 - March 25, 2004

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Current Firm

MC
MATRIX CAPITAL GROUP, INC.

MATRIX CAPITAL GROUP | MATRIX CAPITAL GROUP, INC.

CRD#: 33364 / SEC#: 801-61224, 8-46398
BD
Terminated by SEC on 05/19/2017

Contact Information

Established

New York since 02/12/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

MATRIX CAPITAL GROUP, INC. MARCH 31, 2016 (3/30/2016)

Direct owners and executive officers

NamePositionCRD#
MATRIX 360 HOLDING, LLCSHAREHOLDER—
GANLEY, DAVID FRANCISSHAREHOLDER1023735
WEINER, SANDRA RAESHAREHOLDER2974554
AMERICA FIRST CAPITAL MANAGEMENT LLCSHAREHOLDER—
BYRD, BRANDON JOSEPH MRCEO/CHIEF OPERATIONS OFFICER/CCO4925983
GIORGIO, PAUL LAWRENCE MRFINOP2904081

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1995About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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