Jason Minsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Minsky, who also goes by Jason Grant Minsky, Jason Minsky, Jason G Minsky, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1995. Jason had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2023 - April 20, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
September 14, 2023 - April 20, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
March 24, 2022 - August 16, 2023
CHARLES SCHWAB & CO., INC.
March 18, 2022 - August 16, 2023
CHARLES SCHWAB & CO., INC.
May 20, 2015 - March 30, 2022
LPL FINANCIAL LLC
March 4, 2015 - March 30, 2022
LPL FINANCIAL LLC
August 12, 2013 - November 18, 2013
EQUITY SERVICES, INC.
June 1, 2009 - September 9, 2011
MORGAN STANLEY
July 11, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 14, 2008 - April 17, 2008
E*TRADE SECURITIES LLC
May 10, 2007 - May 10, 2007
SCOTTRADE, INC.
August 22, 2005 - August 30, 2006
CHASE INVESTMENT SERVICES CORP.
August 22, 2005 - August 30, 2006
CHASE INVESTMENT SERVICES CORP.
March 20, 2002 - December 17, 2002
CHARLES SCHWAB & CO., INC.
March 5, 1996 - November 14, 2003
CHARLES SCHWAB & CO., INC.
August 18, 1995 - February 23, 1996
THE BOSTON GROUP
May 9, 1995 - August 15, 1995
LT LAWRENCE & CO., INC.
Primary Firm SEC Registration
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| DOREN, MITCHELL DAVID | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | 2129844 |
| FLEMING, JOSEPH DANIEL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2093776 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| O'CONNELL, PATRICK HUGH | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | 2246285 |
| SWEENEY, JOSEPH EDWARD | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4668713 |
| WILLIAMS, WILLIAM JERRYL | EXECUTIVE VICE PRESIDENT- AMERIPRISE FINANCIAL GROUP & AMERIPRISE ADVISOR CENTER | 1954117 |
Regulatory assets under management
| Total Number of Accounts | 2,281,153 |
| AUM (Assets Under Management) | $ 564,622,896,919 |
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 103 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/23/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
