Robert E. Hammond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Hammond, CFP®, who also goes by Robert E Hammond, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1998
Experience
November 10, 2015 - June 2, 2017
CENTER STREET ADVISORS, INC.
September 17, 2015 - June 2, 2017
CENTER STREET SECURITIES, INC.
December 14, 2012 - August 24, 2015
NFSG CORPORATION
December 14, 2012 - August 24, 2015
NEWBRIDGE SECURITIES CORPORATION
September 16, 2009 - December 12, 2012
MML INVESTORS SERVICES, LLC
September 10, 2009 - December 12, 2012
MML INVESTORS SERVICES, LLC
December 9, 2005 - March 27, 2009
COMPAK ASSET MANAGEMENT
May 5, 2005 - March 27, 2009
COMPAK SECURITIES, INC.
September 19, 2002 - May 11, 2004
J.P. TURNER & COMPANY, L.L.C.
September 11, 1998 - March 8, 2001
PRUDENTIAL EQUITY GROUP, LLC
January 2, 1998 - September 24, 1998
TRANSAMERICA FINANCIAL ADVISORS, INC.
May 3, 1995 - January 8, 1998
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET ADVISORS, INC.
CRD#: 169329 / SEC#: 801-80344
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,689 |
| AUM (Assets Under Management) | $ 336,007,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.