David H. Mclaughlin
NUTFIELD FINANCIAL
AUBURN, NH
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CRD#: 2612813
Professional summary
David Harold Mclaughlin, CFP® is a registered financial advisor currently at NUTFIELD FINANCIAL located in Auburn, New Hampshire.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: NUTFIELD FINANCIAL SERVICES LTD; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 1994; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR
2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/22/2016 APX NUMBER OF HOURS PER WEEK: 3 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE
3. NAME OF OTHER BUSINESS: DBA NUTFIELD FINANCIAL SERVICES LTD; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING/FINANCIAL SERVICES; START DATE: 10/1994; POSITION/TITLE/RELATIONSHIP: TAX PREPARER/FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40-60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX/ACCOUNTING & SECURITIES BUSINESS
4. NAME OF OTHER BUSINESS: FORESTDALE REALTY TRUST; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FAMILY REAL ESTATE TRUST; START DATE: 07/01/1982; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: APARTMENTS & SHORT TERM VACATION RENTALS
CRS (Client Relationship Summary) - RIA
Click below to view David Harold Mclaughlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
September 13, 1995 - Present
NUTFIELD FINANCIAL
RIA
CRD#: 117419
AUBURN, NH
Past
October 3, 2016 - October 30, 2024
CETERA ADVISORS LLC
BD
CRD#: 10299
AUBURN, NH
Past
January 20, 2000 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
AUBURN, NH
Past
June 26, 1995 - January 21, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(9/13/1995)
IAR
New Hampshire(10/9/1995)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NF
NUTFIELD FINANCIAL
NUTFIELD FINANCIAL | NUTFIELD FINANCIAL SERVICES, LTD
CRD#: 117419 / SEC#:
Massachusetts
Registered Investment Advisory firm - (9/13/1995 Approved)New Hampshire
Registered Investment Advisory firm - (10/9/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Auburn, NH
Mailing Address
Phone number
(603) 644-4855
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 51,132,382 |
Red Flags
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