WD
Wallace M. Darling
HANSEN & ASSOCIATES FINANCIAL GROUP
Greenwood Village, CO 80111
Some features on this profile are disabled
CRD#: 2612768
WD
Professional summary
Wallace Michael Darling, who also goes by Wally Darling, is a registered financial advisor currently at HANSEN & ASSOCIATES FINANCIAL GROUP INC. located in Greenwood Village, Colorado.
Wallace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Wallace has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wally Darling
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Financial Gravity Enhanced Markets, LLC, an investment related company as an Independent Agent since 11/20/2024. located at 2501 Ranch Road S 620, Suite 110 Austin, TX 78734. Licensed and registered to sell life, accident, and other lines of insurance for Financial Gravity Enhanced Markets, LLC. dedicating approximately 5% of his time on insurance-related activities. Conflict of interest due to additional compensation on these products. Darling Wealth Management, LLC an investment related company as Managing Member since 6/2023. Located at 7475 Raven Court, Castle Pines, CO. 80108 providing marketing services used for the Royal Fund. Dedicating 40 hours a month and 40 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Wallace Michael Darling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2024 - Present
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
Office #1: 8480 E. Orchard Rd., Greenwood Village, CO 80111RIA
CRD#: 168363
Greenwood Village, CO
Past
November 27, 2024 - December 18, 2024
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
RIA
CRD#: 316024
Castle Pines, CO
Past
May 20, 2022 - June 13, 2024
ROYAL FUND MANAGEMENT, LLC
RIA
CRD#: 144434
Castle Pines, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
DARLING FINANCIAL GROUP, LLC | WHITEROCK CAPITAL MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363 / SEC#: 801-122580
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)California
Registered Investment Advisory firm - (12/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(5/17/2024)
Current Firm
H&
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
DARLING FINANCIAL GROUP, LLC | WHITEROCK CAPITAL MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363 / SEC#: 801-122580
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)California
Registered Investment Advisory firm - (12/3/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2271 Lava Ridge Court Suite 195, Roseville, CA 94661
Mailing Address
Phone number
(916) 706-1234
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,165 |
| AUM (Assets Under Management) | $ 229,760,228 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
