Christalyn J. Brinker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christalyn Jan Brinker, who also goes by Christalyn Jan Blumer, Christalyn Jan Knutsen, was a registered financial professional .
Christalyn is a previously registered financial professional and started their career in finance in 1995. Christalyn had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 14, Series 27, Series 4, Series 8, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2012 - June 1, 2020
EAGLE STRATEGIES LLC
April 10, 2012 - June 1, 2020
NYLIFE SECURITIES LLC
July 12, 2010 - December 20, 2011
WELLS FARGO CLEARING SERVICES, LLC
July 12, 2010 - December 20, 2011
WELLS FARGO CLEARING SERVICES, LLC
September 27, 2007 - July 26, 2010
MSI FINANCIAL SERVICES, INC.
August 14, 2007 - July 26, 2010
MSI FINANCIAL SERVICES, INC.
March 29, 2001 - August 23, 2007
WELLS FARGO CLEARING SERVICES, LLC
March 1, 2000 - January 2, 2001
FIRST TRYON SECURITIES, LLC
December 10, 1999 - February 23, 2000
CITIGROUP GLOBAL MARKETS INC.
December 5, 1997 - March 26, 1999
FIRST UNION BROKERAGE SERVICES, INC.
October 30, 1995 - November 3, 1997
UVEST FINANCIAL SERVICES GROUP, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/10/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
