Gregory J. Lane

WELLFIT FINANCIAL

PHOENIX, AZ 85028

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CRD#: 2612708

Professional summary

Gregory J Lane is a registered financial advisor currently at WELLFIT FINANCIAL located in Phoenix, Arizona.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gregory has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory J Lane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2009 - Present

WELLFIT FINANCIAL

Office #1: 11811 N. Tatum Blvd. #3031, Phoenix, AZ 85028

RIA

CRD#: 149167

PHOENIX, AZ

Past

March 11, 2004 - April 1, 2009

AEGIS FINANCIAL GROUP, INC.

RIA

CRD#: 115478

PHOENIX, AZ

Past

May 1, 2001 - March 31, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

PRESCOTT, AZ

Past

May 9, 1995 - May 1, 2001

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/26/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/8/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/14/1999

General Securities Principal Examination

Current Firm

WELLFIT FINANCIAL

LANE FINANCIAL, P.C. | WELLFIT FINANCIAL

CRD#: 149167 / SEC#:

Arizona

Registered Investment Advisory firm - (3/26/2009 Approved)

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Contact information

Main Address

Paradise Valley, AZ

Mailing Address

10645 N. Tatum Blvd. Suite 200-212, Phoenix, AZ 85028

Phone number

(480) 688-2222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 9,587,028

Red Flags

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Gregory J. Lane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory J Lane's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLFIT FINANCIAL

AEGIS FINANCIAL GROUP, INC.

FSC SECURITIES CORPORATION

WALNUT STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/1996

Series 63

Date: 5/15/1995

Series 7

Date: 5/8/1995

Series 24

Date: 9/14/1999

Current Firm

WELLFIT FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WELLFIT FINANCIAL

TRUST BUT VERIFY

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