Brion G. Randall
Professional summary
Brion Gary Randall was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brion is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Brion had worked at 2 firms, which includes LOCKEY INVESTMENT GROUP LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2002 - October 8, 2003
LOCKEY INVESTMENT GROUP, LLC
June 6, 1995 - April 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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