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Anthony Benedict Kerrigone

CRD# 2612581·Registered 1995 - 2018
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Benedict Kerrigone, who also goes by Tony Kerrigone, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1995 - 2018. Anthony had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Kerrigone

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

BMA SECURITIES, LLC·CRD# 108219
BD
El Segundo, CA
September 22, 2015 - April 9, 2018
BMA SECURITIES, LLC·CRD# 108219
BD
Denver, CO
July 26, 2013 - May 7, 2014
ATLAS CLEARING, INC.·CRD# 3777
BD
Centennial, CO
September 29, 2008 - July 9, 2013
NEW VERNON SECURITIES, LLC·CRD# 44308
BD
Boca Raton, FL
April 10, 2008 - August 15, 2008
EMPIRE FINANCIAL GROUP, INC.·CRD# 28759
BD
Boca Raton, FL
March 1, 2004 - November 9, 2007
GLOBAL PARTNERS SECURITIES INC.·CRD# 19606
BD
Fort Lauderdale, FL
February 28, 2003 - February 26, 2004
BNJ CAPITAL SECURITIES CORP.·CRD# 40693
BD
New York, NY
October 29, 2001 - January 16, 2002
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
June 19, 2000 - June 14, 2001
WM. V. FRANKEL & CO., INCORPORATED·CRD# 1895
BD
Jersey City, NJ
September 19, 1995 - March 1, 2000

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Current Firm

BS
BMA SECURITIES, LLC

BMA SECURITIES | BURT MARTIN ARNOLD SECURITIES, INC. | BMA SECURITIES, LLC

CRD#: 108219 / SEC#: 8-53073
BD
Terminated by SEC on 06/06/2020

Contact Information

Established

Delaware since 07/02/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BMA HOLDING COMPANY, LLCMAJORITY MEMBER/OWNER—
CENTURY TBD HOLDINGS, LLCMINORITY MEMBER/OWNER—
AVERYT, GREGORY EDWARDMINORITY MEMBER/OWNER4925247
ARNOLD, BURT MARTINPRESIDENT/GENERAL SECURITIES PRINCIPAL/COO/CCO2306999
ARNOLD, BURT MARTINFINOP2306999

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1999

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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