Anthony B. Kerrigone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Benedict Kerrigone, who also goes by Tony Kerrigone, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1995. Anthony had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2015 - April 9, 2018
BMA SECURITIES, LLC
July 26, 2013 - May 7, 2014
BMA SECURITIES, LLC
September 29, 2008 - July 9, 2013
WILSON-DAVIS & CO., INC.
April 10, 2008 - August 15, 2008
NEW VERNON SECURITIES, LLC
March 1, 2004 - November 9, 2007
EMPIRE FINANCIAL GROUP, INC.
February 28, 2003 - February 26, 2004
GLOBAL PARTNERS SECURITIES INC.
October 29, 2001 - January 16, 2002
BNJ CAPITAL SECURITIES CORP.
June 19, 2000 - June 14, 2001
LADENBURG THALMANN & CO. INC.
September 19, 1995 - March 1, 2000
WM. V. FRANKEL & CO., INCORPORATED
State Registrations and Notice Filings
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Exams
Series 55
Date: 11/18/1999
Limited Representative-Equity Trader ExamCurrent Firm
BMA SECURITIES, LLC
CRD#: 108219 / SEC#: , 8-53073
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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