Virginia M. Paneda
Professional summary
Virginia Malave Paneda, AIF®, CFP®, who also goes by VIrginia M Malave, Virginia Maria Malave, Virginia Malave-roura, is a registered financial advisor currently at RPS RETIREMENT PLAN ADVISORS located in San Jose, California.
Virginia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Virginia has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Virginia Malave Paneda's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
May 6, 2022 - Present
RPS RETIREMENT PLAN ADVISORS
January 4, 2005 - April 13, 2022
RICHARD P. SLAUGHTER ASSOCIATES, INC.
June 10, 1999 - November 10, 2004
CHARLES SCHWAB & CO., INC.
June 9, 1999 - November 10, 2004
CHARLES SCHWAB & CO., INC.
June 5, 1995 - March 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
RPS RETIREMENT PLAN ADVISORS
CRD#: 319220 / SEC#: 801-123627
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/6/2022)
Exams
Current Firm
RPS RETIREMENT PLAN ADVISORS
CRD#: 319220 / SEC#: 801-123627
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 271,765,092 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
