Harry M. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Miller Jones JR, who also goes by Harry Miller Jones, Harry Miller (jr) Jones, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1968. Harry had worked at 13 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2020 - December 31, 2022
INSTITUTIONAL SECURITIES CORPORATION
January 8, 2013 - April 22, 2020
ALLIANCE FINANCIAL GROUP, INC.
June 30, 2009 - December 31, 2012
BALDWIN ANTHONY SECURITIES, INC.
January 18, 1993 - June 24, 2009
WATERFORD CAPITAL, INC.
July 8, 1991 - January 19, 1993
BELMONT ASSET MANAGEMENT, INC.
June 19, 1990 - July 1, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 27, 1982 - June 20, 1990
MAY FINANCIAL CORPORATION
November 13, 1980 - September 7, 1982
M.S. ETHEREDGE & CO., INC.
May 19, 1978 - November 23, 1980
KIDDER, PEABODY & CO. INCORPORATED
February 28, 1977 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
August 22, 1975 - March 5, 1977
LOEB, RHOADES & CO. INC.
October 2, 1973 - July 15, 1974
KIDDER, PEABODY & CO., INCORPORATED
November 17, 1972 - October 24, 1973
SHESHUNOFF & COMPANY, INC.
July 16, 1968 - December 17, 1972
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 12/23/1966
Registered Representative ExaminationCurrent Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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