Margaret R. Brady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Rose Brady, who also goes by Margaret R Brady, Meg Brady, Margaret Rose Hassman, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1995. Margaret had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2017 - January 2, 2019
ACCEL WEALTH MANAGEMENT
June 30, 2016 - April 28, 2017
ACCEL WEALTH MANAGEMENT
January 26, 2011 - September 30, 2016
RDA FINANCIAL NETWORK
January 18, 2011 - December 31, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 15, 2002 - January 19, 2011
FSB PREMIER WEALTH MANAGEMENT, INC.
October 15, 2001 - January 19, 2011
FSB PREMIER WEALTH MANAGEMENT, INC.
December 13, 2000 - October 24, 2001
WELLS FARGO INVESTMENTS, LLC
December 13, 2000 - October 24, 2001
WELLS FARGO BROKERAGE SERVICES, L.L.C.
May 19, 1995 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
Primary Firm SEC Registration
ACCEL WEALTH MANAGEMENT
CRD#: 286201 / SEC#: 801-108814
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACCEL WEALTH MANAGEMENT
CRD#: 286201 / SEC#: 801-108814
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,570 |
| AUM (Assets Under Management) | $ 973,955,257 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
