MR
Manuel N. Rosado
SPECTRUM INVESTMENT ADVISORS
MEQUON, WI 53092
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CRD#: 2612199
MR
Professional summary
Manuel Nmn Rosado, who also goes by Manuel Rosado, is a registered financial advisor currently at SPECTRUM INVESTMENT ADVISORS, INC. located in Mequon, Wisconsin.
Manuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Manuel has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Manuel Rosado
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Spectrum Investment Center, LLC; investment-related; 6328 West Mequon Road, Mequon, WI 53092 ; real estate rental; SIA President & LLC Member; 10/26/2010; 1 hour per month; 1 hour per month during securities trading hours; attend meetings occasionally to participate in general business decisions. Port Washington State Bank; not investment related; 206 N. Franklin St. Port Washington WI 53074; personal & commercial banking; SIA President; Bank Director; May 21, 2024; 5 hours per month; 5 hours per month during securities trading hours; Responsible for selecting, monitoring, and evaluating competent management; establishing business strategies and policies; monitoring and assessing the progress of business operations; establishing and monitoring adherence to policies and procedures required by statute, regulation, and principles of safety and soundness; and for making business decisions on the basis of fully informed and meaningful deliberation. Eastbrook Academy; not investment-related; 5375 N. Green Bay Avenue, Milwaukee WI 53209; K-12 school; SIA President; School Board member; November 2024; 2-3 hours; O hours during securities trading hours; 1. Developing a strategic plan 2. Policy development and approval 3. Hiring the principal 4. Approving an annual budget 5. Setting salaries 6. Setting tuition 7. Overseeing financial accountability 8. Ensuring that in broad terms the school is fulfilling its mission
CRS (Client Relationship Summary) - RIA
Click below to view Manuel Nmn Rosado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2005 - Present
SPECTRUM INVESTMENT ADVISORS, INC.
Office #1: 6329 West Mequon Road, Mequon, WI 53092RIA
CRD#: 108669
MEQUON, WI
Past
March 31, 2011 - October 15, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
MEQUON, WI
Past
July 7, 2005 - April 25, 2011
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
MEQUON, WI
Past
May 11, 2005 - May 11, 2005
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MILWAUKEE, WI
Past
June 25, 1998 - June 8, 2005
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
July 25, 1997 - September 30, 1997
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 25, 1997 - September 30, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SPECTRUM INVESTMENT ADVISORS, INC.
CHRISTIANSEN INVESTMENTS INC | SPECTRUM INVESTMENT ADVISORS, INC.
CRD#: 108669 / SEC#: 801-56966
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(11/28/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SI
SPECTRUM INVESTMENT ADVISORS, INC.
CHRISTIANSEN INVESTMENTS INC | SPECTRUM INVESTMENT ADVISORS, INC.
CRD#: 108669 / SEC#: 801-56966
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6329 West Mequon Road, Mequon, WI 53092
Mailing Address
Phone number
(262) 238-4010
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,026 |
| AUM (Assets Under Management) | $ 849,662,094 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPECTRUM INVESTMENT ADVISORS, INC.
CRD#: 108669Mequon, WI 53092TRUST BUT VERIFY
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