Brian A. Schmitz

STRUCTURED WEALTH MANAGEMENT

Toledo, OH 43617

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CRD#: 2612181

Professional summary

Brian Andrew Schmitz is a registered financial advisor currently at STRUCTURED WEALTH MANAGEMENT, INC. located in Toledo, Ohio.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brian has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SWM TAX - DBA LIBERTY TAX SERVICE (NOT AFFILIATED WITH OUR FIRM) 4011 SECOR RD TOLENDO, OH 43623 TAX PREP, OWNER, PARTNER SPENDS 20 HOURS PER MONTH STRUCTURED WEALTH MANAGEMENT, RIA 4011 SECOR RD TOLENDO, OH 43623 RIA 100% FEE BASED TITLE - PARTNER SPENDS 20 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Andrew Schmitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2008 - Present

STRUCTURED WEALTH MANAGEMENT, INC.

Office #1: 2778 Centennial Road Ste A, Toledo, OH 43617

RIA

CRD#: 146611

Toledo, OH

Past

May 4, 2012 - December 31, 2013

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

August 12, 2009 - December 31, 2011

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

TOLEDO, OH

Past

August 11, 2009 - April 3, 2012

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

TOLEDO, OH

Past

November 5, 2002 - April 18, 2008

OBS BROKERAGE SERVICES, INC.

CRD#: 104281

WHITEHOUSE, OH

Past

August 19, 1998 - October 8, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 13, 1995 - August 28, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRUCTURED WEALTH MANAGEMENT, INC.

18 ADVISOR | SWM TAX | STRUCTURED WEALTH MANAGEMENT, INC.

CRD#: 146611 / SEC#: 801-133861

RIA

Registered Investment Advisory firm - (7/11/2025 Approved)

California

Registered Investment Advisory firm - (12/13/2012 Terminated)

Michigan

Registered Investment Advisory firm - (8/8/2017 Approved)

Ohio

Registered Investment Advisory firm - (3/27/2008 Approved)

Texas

Registered Investment Advisory firm - (8/7/2008 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/23/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/24/1995

General Securities Representative Examination

Current Firm

STRUCTURED WEALTH MANAGEMENT, INC.

18 ADVISOR | SWM TAX | STRUCTURED WEALTH MANAGEMENT, INC.

CRD#: 146611 / SEC#: 801-133861

RIA

Registered Investment Advisory firm - (7/11/2025 Approved)

California

Registered Investment Advisory firm - (12/13/2012 Terminated)

Michigan

Registered Investment Advisory firm - (8/8/2017 Approved)

Ohio

Registered Investment Advisory firm - (3/27/2008 Approved)

Texas

Registered Investment Advisory firm - (8/7/2008 Approved)

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Contact information

Main Address

2778 Centennial Road Ste A, Toledo, OH 43617

Mailing Address

Phone number

(419) 517-1227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (6/18/2025)

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 169,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Brian A. Schmitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Andrew Schmitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

OBS BROKERAGE SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STRUCTURED WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/1999

Series 7

Date: 5/24/1995

Current Firm

STRUCTURED WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRUCTURED WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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