David D. Holland
HOLLAND ADVISORY SERVICES
ORMOND BEACH, FL 32174
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CRD#: 2612007
Professional summary
David Dean Holland, CFP®, ChFC®, CLU® is a registered financial advisor currently at HOLLAND ADVISORY SERVICES, INC. located in Ormond Beach, Florida.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 6 firms and has passed the Series 63, Series 7, Series 6, Series 2, Series 26 and Series 28 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As part of servicing clients, I solicit and offer insurance products through Holland Insurance Services, Inc. (CEO since 01/2007) and provide tax and accounting services through Holland, Tacinelli, CPAs, P.A. (President since 05/2020). I offer personal trustee services to advisory clients on an individual basis, through Holland, Tacinelli, CPAs, P.A., I host a public television program produced by Holland Productions, Inc. (CEO since 06/2010). I am an owner and manager of Holland Brothers Farms, LLC, which raises cattle and livestock which began 08/2021. None of these business activities are investment-related. All of these entities are located at 700 West Granada Boulevard in Ormond Beach, Florida. These activities consume approximately 50% of my time during trading hours or approximately 65 hours per month. As of 10/2023, I became a licensed real estate agent with Florida Business Exchange, Inc., (located at 1150 Pelican Bay Dr., Daytona Beach, FL 32119) to which I make referrals and receive a referral fee or percentage of the real estate commission.
CRS (Client Relationship Summary) - RIA
Click below to view David Dean Holland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
August 23, 2005 - Present
HOLLAND ADVISORY SERVICES, INC.
Office #1: 700 West Granada Blvd., Ormond Beach, FL 32174RIA
CRD#: 136302
ORMOND BEACH, FL
Past
September 11, 2009 - February 22, 2010
HOLLAND INVESTMENT SERVICES, INC.
BD
CRD#: 148492
ORMOND BEACH, FL
Past
November 10, 2003 - June 29, 2005
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
DAYTONA, FL
Past
October 29, 2003 - June 29, 2005
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
April 16, 2003 - December 31, 2003
CPA FINANCIAL ADVISERS, INC.
RIA
CRD#: 44388
DAYTONA BEACH, FL
Past
March 26, 1998 - March 2, 2004
CPA FINANCIAL ADVISERS, INC.
BD
CRD#: 44388
DAYTONA BEACH, FL
Past
January 21, 1997 - December 31, 1997
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
May 15, 1995 - January 13, 1997
FIRST GULFCOAST INVESTMENTS, INC.
BD
CRD#: 28715
VENICE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HOLLAND ADVISORY SERVICES, INC.
HOLLAND ADVISORY SERVICES, INC. | RETIREMENT DREAMBUILDERS | RETIREE INVESTMENT ADVISERS, INC. | RAM ADVISORY SERVICES, INC. | RAM ADVISORY SERRVICES, INC. | HOLLAND FINANCIAL, INC.
CRD#: 136302 / SEC#: 801-110617
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)Florida
Registered Investment Advisory firm - (6/27/2017 Terminated)Michigan
Registered Investment Advisory firm - (5/9/2013 Terminated)Texas
Registered Investment Advisory firm - (6/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/23/2005)
IAR
Texas(2/11/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 5/12/1995
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 3/6/1998
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
HA
HOLLAND ADVISORY SERVICES, INC.
HOLLAND ADVISORY SERVICES, INC. | RETIREMENT DREAMBUILDERS | RETIREE INVESTMENT ADVISERS, INC. | RAM ADVISORY SERVICES, INC. | RAM ADVISORY SERRVICES, INC. | HOLLAND FINANCIAL, INC.
CRD#: 136302 / SEC#: 801-110617
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)Florida
Registered Investment Advisory firm - (6/27/2017 Terminated)Michigan
Registered Investment Advisory firm - (5/9/2013 Terminated)Texas
Registered Investment Advisory firm - (6/27/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
700 West Granada Boulevard, Ormond Beach, FL 32174-9036
Mailing Address
Phone number
(386) 671-7526
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,024 |
| AUM (Assets Under Management) | $ 263,528,675 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 03/04/2024 | ||
| 09/22/2022 |
Red Flags
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Company Information
HOLLAND ADVISORY SERVICES, INC.
CRD#: 136302Ormond Beach, FL 32174TRUST BUT VERIFY
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