Claude M. Aldridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claude Michael Aldridge, who also goes by Claude M Aldridge, was a registered financial professional .
Claude is a previously registered financial professional and started their career in finance in 1973. Claude had worked at 8 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2011 - April 24, 2012
V WEALTH ADVISORS LLC
January 2, 1998 - April 30, 2012
LPL FINANCIAL LLC
January 2, 1998 - April 30, 2012
LPL FINANCIAL LLC
February 18, 1993 - December 31, 1997
GENEVA SECURITIES,INC.
July 24, 1989 - February 18, 1993
G. R. PHELPS & CO., INC.
July 19, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
July 19, 1985 - July 5, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 19, 1985 - July 5, 1989
OSAIC FA, INC.
January 3, 1983 - July 8, 1985
BERKSHIRE EQUITY SALES, INC.
August 23, 1973 - January 12, 1983
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/17/1973
Registered Representative ExaminationCurrent Firm
V WEALTH ADVISORS LLC
CRD#: 153278 / SEC#: 801-71232
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,746 |
| AUM (Assets Under Management) | $ 1,518,196,247 |
Red Flags
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