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Michael David Chamberlain

Michael D. Chamberlain

CRD#: 2611857
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Michael David Chamberlain
Michael David Chamberlain

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael David Chamberlain, CFP® was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Core Areas of Focus


High Net Worth Client Needs
Insurance Related Issues
Investment Advice with Ongoing Management
Medical Professionals
Retirement Planning & Distribution Rules
Tax Planning

Biography


For over 25 years, we have been working with clients to balance current needs with future dreams while protecting and helping their assets to grow. Let our education, experience, fee-only and easy to understand approach work for you. Visit our website to learn more and then call for a free "Get Acquainted meeting".

Question & Answer


What are your service offerings?
Our goal is your financial pea...
from all walks of life and we ...
are easy to understand and sav...
Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

April 17, 2007 - December 31, 2020

CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT

RIA
CRD#: 142879
SANTA CRUZ, CA
Past

April 16, 1998 - November 22, 2006

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
SANTA CRUZ, CA
Past

January 22, 1997 - March 23, 1998

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 2/12/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


CF
CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT
CHAMBERLAIN FIDUCIARY CONSULTANTS DBA FOR CHAMBERLAIN FINANCIAL PLANNING LLC | PACIFIC COASTAL FINANCIAL SERVICES LLC | CHAMBERLAIN FINANCIAL PLANNING, LLC | CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT

CRD#: 142879 / SEC#: 801-87174

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Contact information


Main Address
125 Mission Street Suite 3, Santa Cruz, CA 95060
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/11/2020)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT

CRD#: 142879

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