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JK

Jason N. Kraskiewicz

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CRD#: 2611855
JK

Professional summary


Jason Neil Kraskiewicz was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Jason had worked at 4 firms, which includes ALTERNA CAPITAL CORP., CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., MORGAN STANLEY DW INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jason Kraskiewicz

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 30, 2008 - November 25, 2008

ALTERNA CAPITAL CORP.

BD
CRD#: 130233
FT. LAUDERDALE, FL
Past

April 25, 2007 - September 26, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
FT. LAUDERDALE, FL
Past

March 26, 2007 - September 26, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
FT. LAUDERDALE, FL
Past

June 7, 2004 - March 1, 2007

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
PALM BEACH, FL
Past

May 28, 2004 - March 1, 2007

LEHMAN BROTHERS INC.

BD
CRD#: 7506
PALM BEACH, FL
Past

April 30, 1999 - June 3, 2004

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
FTLAUDERDALE, FL
Past

April 28, 1999 - June 3, 2004

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/12/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 4/17/2000
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


AC
ALTERNA CAPITAL CORP.
ALLEN KONRAD ASSET MANAGEMENT, CORP. | ALTERNA CAPITAL CORP.

CRD#: 130233 / SEC#: , 8-66319

BD
Terminated by SEC on 11/23/2009
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 10/10/2003
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ALTERNA HOLDINGS CORPOWNER
ALVAREZ, ENRIQUEFINANCIAL AND OPERATIONS PRINCIPAL4622342
KONRAD, ROBERT LLOYD JRCEO/MUNICIPAL PRINCIPAL/CCO/AMLCO/EXECUTIVE REPRESENTATIVE4656792

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALTERNA CAPITAL CORP.

CRD#: 130233

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