Leslie A. Winchester

KINGDOM FINANCIAL GROUP

Peoria, AZ 85381

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CRD#: 2611753

Professional summary

Leslie Ann Winchester, who also goes by Sisson Leslie, Leslie Ann Sisson, is a registered financial advisor currently at KINGDOM FINANCIAL GROUP, LLC located in Peoria, Arizona.

Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Leslie has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sisson Leslie | Leslie Ann Sisson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Realtor with Delex Realty, LLC since 09/2016.; not investment related; Glendale, AZ; I occasionally assist friends with real estate home purchase and sales. I transact 1-2 deals per year. Time spent on sell transactions averages approximately 10-15 hours total. Buy transactions average approximately 15-25 hours depending on how many properties are viewed. Much of this business is done evenings and weekends. Duties involve communications with clients and transaction partners including mortgage companies, inspectors, Delex Realty partners, title companies and any parties required to be involved in the transaction.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Ann Winchester's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2024 - Present

KINGDOM FINANCIAL GROUP, LLC

Office #1: 14155 N. 83 Ave #144, Peoria, AZ 85381

RIA

CRD#: 155676

Peoria, AZ

Past

August 4, 2023 - February 1, 2024

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

Surprise, AZ

Past

August 8, 2019 - August 31, 2021

KINGDOM FINANCIAL GROUP, LLC

RIA

CRD#: 155676

PEORIA, AZ

Past

August 7, 2014 - December 12, 2016

EPS WEALTH MANAGEMENT

RIA

CRD#: 158468

GLENDALE, AZ

Past

April 14, 2009 - April 17, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

April 14, 2009 - April 17, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

May 18, 2006 - February 13, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

NAPERVILLE, IL

Past

August 16, 1996 - February 13, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

NAPERVILLE, IL

Past

May 11, 1995 - September 27, 1995

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGDOM FINANCIAL GROUP, LLC

CRD#: 155676 / SEC#: 801-113161

RIA

Registered Investment Advisory firm - (7/2/2018 Approved)

Arizona

Registered Investment Advisory firm - (7/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/28/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/1/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/10/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/30/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/30/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

KINGDOM FINANCIAL GROUP, LLC

CRD#: 155676 / SEC#: 801-113161

RIA

Registered Investment Advisory firm - (7/2/2018 Approved)

Arizona

Registered Investment Advisory firm - (7/5/2018 Terminated)

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Contact information

Main Address

14155 N. 83 Ave #144, Peoria, AZ 85381

Mailing Address

Phone number

(623) 974-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KINGDOM PART 2A BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	2,954
AUM (Assets Under Management)	$ 340,595,756

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Leslie A. Winchester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Ann Winchester's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATIONS INVESTMENT ADVISORS LLC

KINGDOM FINANCIAL GROUP, LLC

EPS WEALTH MANAGEMENT

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

KINGDOM FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2018

Series 66

Date: 11/28/2005

Series 63

Date: 6/1/1995

Series 7

Date: 8/15/1996

Series 6

Date: 5/10/1995

Series 10

Date: 8/30/1999

Series 9

Date: 8/30/1999

Current Firm

KINGDOM FINANCIAL GROUP, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGDOM FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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