Grant J. Smith
Professional summary
Grant Joseph Smith is a registered financial professional currently at INSTITUTIONAL CASH DISTRIBUTORS, LLC located in Reno, Nevada.
Grant is registered as a RR (Registered Representative) and started their career in finance in 1995. Grant has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Grant Joseph Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2014 - Present
INSTITUTIONAL CASH DISTRIBUTORS, LLC
Office #1: 16475 Bordeaux Drive, Reno, NV 89511July 15, 2013 - October 8, 2014
MERRIMAN CAPITAL, INC.
August 11, 2005 - November 2, 2012
SUNGARD INSTITUTIONAL BROKERAGE INC.
April 25, 1995 - December 17, 1995
PROFUNDS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2015)
(11/17/2014)
(6/22/2015)
(12/9/2014)
Exams
FINRA
Current Firm
INSTITUTIONAL CASH DISTRIBUTORS, LLC
CRD#: 149635 / SEC#: , 8-68161
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ICD INTERMEDIATE HOLDCO 2 LLC | HOLDING COMPANY | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| HAZARD, VICTOR JAMES IV | CEO / COO | 1871503 |
| KAHNEY, DOUGLAS RYAN | CHIEF COMPLIANCE OFFICER | 4903813 |
| NEWTON, THOMAS PHILLIP | MANAGING DIRECTOR | 2114728 |
| PITTINSKY, JONATHAN DAVID | CFO/FINOP | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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