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JH

Jeffrey Albert Hercules

KRILOGY
St. Louis, MO
·CRD# 2611717·31 years experience

Professional Summary

Jeffrey Albert Hercules, who also goes by Jeff Hercules, Jeffrey A. Hercules, is a registered financial advisor currently at KRILOGY located in St. Louis, Missouri and SAXONY SECURITIES, INC. located in St. Louis, Missouri. Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeff Hercules, Jeffrey A. Hercules

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

KRILOGY·CRD# 149046
RIA
5976 Howdershell Road Suite 107, St. Louis, MO 63042
March 2, 2011 - Present
SAXONY SECURITIES, INC.·CRD# 115547
BD
5976 Howdershell Road Suite 107, St. Louis, MO 63042
January 2, 2015 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
St. Louis, MO
March 3, 2011 - December 31, 2014
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
RIA
St. Louis, MO
October 1, 2001 - March 2, 2011
RF ADVISORS LLC·CRD# 110008
RIA
St. Louis, MO
December 1, 1998 - October 5, 2004
RENAISSANCE FINANCIAL CORPORATE EDUCATION LLC·CRD# 110009
RIA
St. Louis, MO
December 1, 1998 - December 14, 2004
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St. Louis, MO
April 25, 1995 - March 2, 2011

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Current Firm

KR
KRILOGY

GSG ADVISORS LLC | NAME 605 | KRILOGY TEXAS | KRILOGY FINANCIAL LLC | KRILOGY ADVISORS LLC | KRILOGY | KPS | K PLANS | GSTLG ADVISORS LLC

CRD#: 149046 / SEC#: 801-69838
RIA
Registered Investment Advisory firm - SEC (1/12/2009 Approved)

Contact Information

Main Address

275 N. Lindbergh Ste. 20, St. Louis, MO 63141

Phone Number

(314) 884-2800

# of Employees

103

SEC notice filing (38 States and Territories)

Registered to provide investment advisory services in 38 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

11,114

AUM (Assets Under Management)

$5,195,636,468

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/11/2026Cover PageReport
11/13/2025Cover PageReport
02/27/2025Cover PageReport
10/12/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.KRILOGY FINANCIAL, LLC (OBA) FOR INVESTMENT RELATED BUSINESS; 5976 HOWDERSHELL RD, STE 107, ST LOUIS, MO 63042;INVESTMENT ADVISORY BUSINESS; FINANCIAL ADVISOR; BEGAN 2-2012; 160 HRS/MO; CONDUCT ADVISORY BUSINESS THROUGH RIA 2.VARIOUS INSURANCE COMPANIES (OBA) FOR INVESTMENT RELATED BUSINESS; 5976 HOWDERSHELL RD, STE 107, ST LOUIS, MO 63042; NON VARIABLE INSURANCE SALES; INSURANCE AGENT; BEGAN 2-2011; 1-160 HRS/MO; INSURANCE POLICY SALES 3.Krilogy Financial, LLC, DBA for investment related activity 4. COMPASS 5 FINANCIAL SERVICES, LLC (DBA) FOR INVESTMENT RELATED BUSINESS; 5976 HOWDERSHELL RD, STE 107, ST LOUIS, MO 63042; LLC TO ACCEPT COMMISSION PAYMENTS FOR SECURITIES BUSINESS; BEGAN 07/2013; 80 HRS/MO; LLC TO ACCEPT COMMISSION PAYMENTS. 5) Saxony Securities, Inc; investment related; 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; 1/2/2015; 5-10 hours; 5-10 hours; independent contractor providing variable annuity based brokerage services

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KR
KRILOGY

GSG ADVISORS LLC | NAME 605 | KRILOGY TEXAS | KRILOGY FINANCIAL LLC | KRILOGY ADVISORS LLC | KRILOGY | KPS | K PLANS | GSTLG ADVISORS LLC

CRD#: 149046 / SEC#: 801-69838
RIA
Registered Investment Advisory firm - SEC (1/12/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(1/2/2015)
IAR
Missouri
(3/2/2011)
RR
Missouri
(1/2/2015)
RR
North Carolina
(1/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1995About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Albert Hercules's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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