JH
Jeffrey A. Hercules
KRILOGY
St. Louis, MO 63042
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CRD#: 2611717
JH
Professional summary
Jeffrey Albert Hercules, who also goes by Jeff Hercules, Jeffrey A. Hercules, is a registered financial advisor currently at KRILOGY located in St. Louis, Missouri and SAXONY SECURITIES, INC. located in St. Louis, Missouri.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Hercules | Jeffrey A. Hercules
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.KRILOGY FINANCIAL, LLC (OBA) FOR INVESTMENT RELATED BUSINESS; 5976 HOWDERSHELL RD, STE 107, ST LOUIS, MO 63042;INVESTMENT ADVISORY BUSINESS; FINANCIAL ADVISOR; BEGAN 2-2012; 160 HRS/MO; CONDUCT ADVISORY BUSINESS THROUGH RIA 2.VARIOUS INSURANCE COMPANIES (OBA) FOR INVESTMENT RELATED BUSINESS; 5976 HOWDERSHELL RD, STE 107, ST LOUIS, MO 63042; NON VARIABLE INSURANCE SALES; INSURANCE AGENT; BEGAN 2-2011; 1-160 HRS/MO; INSURANCE POLICY SALES 3.Krilogy Financial, LLC, DBA for investment related activity 4. COMPASS 5 FINANCIAL SERVICES, LLC (DBA) FOR INVESTMENT RELATED BUSINESS; 5976 HOWDERSHELL RD, STE 107, ST LOUIS, MO 63042; LLC TO ACCEPT COMMISSION PAYMENTS FOR SECURITIES BUSINESS; BEGAN 07/2013; 80 HRS/MO; LLC TO ACCEPT COMMISSION PAYMENTS. 5) Saxony Securities, Inc; investment related; 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; 1/2/2015; 5-10 hours; 5-10 hours; independent contractor providing variable annuity based brokerage services
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Albert Hercules's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2011 - Present
KRILOGY
Office #1: 5976 Howdershell Road Suite 107, St. Louis, MO 63042RIA
CRD#: 149046
St. Louis, MO
Current
January 2, 2015 - Present
SAXONY SECURITIES, INC.
Office #1: 5976 Howdershell Road Suite 107, St. Louis, MO 63042BD
CRD#: 115547
St. Louis, MO
Past
March 3, 2011 - December 31, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
ST. LOUIS, MO
Past
October 1, 2001 - March 2, 2011
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ST. LOUIS, MO
Past
December 1, 1998 - October 5, 2004
RF ADVISORS LLC
RIA
CRD#: 110008
ST. LOUIS, MO
Past
December 1, 1998 - December 14, 2004
RENAISSANCE FINANCIAL CORPORATE EDUCATION LLC
RIA
CRD#: 110009
ST. LOUIS, MO
Past
April 25, 1995 - March 2, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KR
KRILOGY
GSG ADVISORS LLC | NAME 605 | KRILOGY TEXAS | KRILOGY FINANCIAL LLC | KRILOGY ADVISORS LLC | KRILOGY | KPS | K PLANS | GSTLG ADVISORS LLC
CRD#: 149046 / SEC#: 801-69838
RIA
Registered Investment Advisory firm - (1/12/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(1/2/2015)
IAR
Missouri(3/2/2011)
RR
Missouri(1/2/2015)
RR
North Carolina(1/2/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KR
KRILOGY
GSG ADVISORS LLC | NAME 605 | KRILOGY TEXAS | KRILOGY FINANCIAL LLC | KRILOGY ADVISORS LLC | KRILOGY | KPS | K PLANS | GSTLG ADVISORS LLC
CRD#: 149046 / SEC#: 801-69838
RIA
Registered Investment Advisory firm - (1/12/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
275 N. Lindbergh Ste. 20, St. Louis, MO 63141
Mailing Address
Phone number
(314) 884-2800
Established
Firm type
Fiscal year end
# of Employees
82
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,780 |
| AUM (Assets Under Management) | $ 4,954,332,013 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 02/27/2025 | ||
| 10/12/2023 | ||
| 01/03/2023 |
Red Flags
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Company Information
KRILOGY
CRD#: 149046St. Louis, MO 63042TRUST BUT VERIFY
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Contact information
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